Paul Elvidge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Elvidge SR, who also goes by Paul Elvidge, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1960. Paul had worked at 4 firms and has passed the Series 1, Series 53, Series 27, Series 24 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2011 - August 1, 2012
CAPE SECURITIES INC.
April 22, 1988 - May 29, 2012
SEACOAST INVESTOR SERVICES, INC.
January 31, 1980 - May 29, 1986
UBS FINANCIAL SERVICES INC.
May 18, 1960 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/18/1960
Registered Representative ExaminationSeries 12
Date: 3/14/1968
NYSE Branch Manager ExaminationCurrent Firm
CAPE SECURITIES INC.
CRD#: 7072 / SEC#: , 8-20747
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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