Victor Elting
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victor Elting III, who also goes by VIctor Elting, was a registered financial professional .
Victor is a previously registered financial professional and started their career in finance in 1970. Victor had worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, Series 79TO, Series 99TO, SIE, Series 15, PC, Series 41, Series 1, Series 24, Series 14, Series 4 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2020 - January 4, 2021
PODESTA CAPITAL ADVISORS
March 5, 1999 - May 27, 2021
PODESTA & CO.
January 2, 1997 - February 8, 1999
ABN AMRO INCORPORATED
June 4, 1970 - January 2, 1997
THE CHICAGO CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 15
Date: 5/17/1984
Foreign Currency Options ExaminationPC
Date: 8/31/1977
AMEX Put and Call ExamSeries 41
Date: 7/22/1977
NYSE Allied Member ExaminationSeries 1
Date: 5/13/1970
Registered Representative ExaminationSeries 00
Date: 12/5/1973
General Securities Principal ExaminationCurrent Firm
PODESTA CAPITAL ADVISORS
CRD#: 291417 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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