Michael J. Reilly

MINT ASSET MANAGEMENT LLC

WEST HARTFORD, CT

Some features on this profile are disabled

CRD#: 2006998

Professional summary

Michael James Reilly, CFP®, who also goes by Mike Reilly, is a registered financial advisor currently at MINT ASSET MANAGEMENT LLC located in West Hartford, Connecticut.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Michael has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Reilly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael James Reilly's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

April 15, 2024 - Present

MINT ASSET MANAGEMENT LLC

RIA

CRD#: 315568

WEST HARTFORD, CT

Past

January 4, 2016 - September 23, 2024

AVALON

RIA

CRD#: 168033

Avon, CT

Past

August 27, 2010 - January 4, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

AVON, CT

Past

June 4, 2009 - December 22, 2009

UNIFIED WEALTH MANAGEMENT, LLC

RIA

CRD#: 133202

AVON, CT

Past

January 26, 2009 - May 27, 2009

LPL FINANCIAL LLC

RIA

CRD#: 6413

AVON, CT

Past

January 26, 2009 - December 31, 2015

LPL FINANCIAL LLC

CRD#: 6413

AVON, CT

Past

January 25, 1999 - May 26, 2009

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

AVON, CT

Past

January 28, 1997 - February 3, 2009

SECURITIES AMERICA, INC.

CRD#: 10205

AVON, CT

Past

December 9, 1993 - January 24, 1997

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

December 21, 1989 - December 14, 1993

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MINT ASSET MANAGEMENT LLC

ASSET WISE ANALYTICS | MINT ASSET MANAGEMENT LLC | BRYAN PERRY'S PRIVATE CLIENTS

CRD#: 315568 / SEC#: 801-131025

RIA

Registered Investment Advisory firm - (9/5/2024 Approved)

Connecticut

Registered Investment Advisory firm - (10/15/2024 Terminated)

New Jersey

Registered Investment Advisory firm - (10/16/2024 Terminated)

Virginia

Registered Investment Advisory firm - (10/2/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(4/15/2024)

IAR

Texas
(9/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/31/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/3/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/17/1993

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/20/1989

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/24/1994

General Securities Principal Examination

Current Firm

MINT ASSET MANAGEMENT LLC

ASSET WISE ANALYTICS | MINT ASSET MANAGEMENT LLC | BRYAN PERRY'S PRIVATE CLIENTS

CRD#: 315568 / SEC#: 801-131025

RIA

Registered Investment Advisory firm - (9/5/2024 Approved)

Connecticut

Registered Investment Advisory firm - (10/15/2024 Terminated)

New Jersey

Registered Investment Advisory firm - (10/16/2024 Terminated)

Virginia

Registered Investment Advisory firm - (10/2/2024 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

165 Broadway 23rd Floor, New York, NY 10006

Mailing Address

Phone number

(908) 777-1717

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 - ASSET WISE ANALYTICS (4/8/2025)

FORM ADV PART 2 - BRYAN PERRY'S PRIVATE CLIENTS (4/8/2025)

Regulatory assets under management

Total Number of Accounts	166
AUM (Assets Under Management)	$ 56,533,036

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael J. Reilly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael James Reilly's CRS (Customer Relationship Summary).

Certified licenses

Experience

AVALON

LPL FINANCIAL LLC

UNIFIED WEALTH MANAGEMENT, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

EDWARD JONES

VERAVEST INVESTMENTS, INC.

Primary Firm SEC Registration

MINT ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/31/1998

Series 63

Date: 1/3/1994

SIE

Date: 12/31/2015

Series 7

Date: 11/17/1993

Series 6

Date: 12/20/1989

Series 24

Date: 3/24/1994

Current Firm

MINT ASSET MANAGEMENT LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MINT ASSET MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors