Thomas S. Atkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Stuart Atkins was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1990. Thomas had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 3, 2014 - July 7, 2017
FREEDOM INVESTORS CORP.
October 27, 2010 - December 31, 2014
MERRIMAC CORPORATE SECURITIES, INC.
October 18, 2010 - November 10, 2010
BROOKVILLE CAPITAL PARTNERS
May 13, 2009 - October 21, 2010
WALLSTREET*E FINANCIAL SERVICES, INC.
February 3, 1999 - May 7, 2009
J.J.B. HILLIARD, W.L. LYONS, LLC
January 22, 1990 - May 7, 2009
J.J.B. HILLIARD, W.L. LYONS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FREEDOM INVESTORS CORP.
CRD#: 23714 / SEC#: 801-39223, 8-40671
Contact information
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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