John D. Holden

ADVANCED FINANCIAL STRATEGISTS

SUWANEE, GA 30024-4651

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CRD#: 2006574

Professional summary

John Dennis Holden is a registered financial advisor currently at ADVANCED FINANCIAL STRATEGISTS INC located in Suwanee, Georgia.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. John has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NONE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Dennis Holden's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 5, 2004 - Present

ADVANCED FINANCIAL STRATEGISTS INC

Office #1: 1325 Satellite Boulevard Building 1300, Suite 1301, Suwanee, GA 30024-4651

RIA

CRD#: 106463

SUWANEE, GA

Past

March 6, 1990 - March 28, 1991

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(4/5/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/17/1991

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/2/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 3/2/1990

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ADVANCED FINANCIAL STRATEGISTS INC

CRD#: 106463 / SEC#: 801-40663

RIA

Registered Investment Advisory firm - (2/16/2011 Terminated)

Florida

Registered Investment Advisory firm - (3/24/2023 Terminated)

Georgia

Registered Investment Advisory firm - (1/25/2011 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Yulee, FL

Mailing Address

Phone number

(770) 476-3899

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	49
AUM (Assets Under Management)	$ 57,332,920

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John D. Holden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Dennis Holden's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVANCED FINANCIAL STRATEGISTS INC

AVANTAX INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/17/1991

Series 63

Date: 2/2/1990

Series 6

Date: 3/2/1990

Current Firm

ADVANCED FINANCIAL STRATEGISTS INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ADVANCED FINANCIAL STRATEGISTS INC

TRUST BUT VERIFY

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