Dale H. Quenzer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dale Harry Quenzer was a registered financial professional .
Dale is a previously registered financial professional and started their career in finance in 1989. Dale had worked at 9 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2014 - December 31, 2014
TFR ADVISORS LLP
August 1, 2007 - March 8, 2013
WFG ADVISORS, LP
July 18, 2007 - March 8, 2013
WFG INVESTMENTS, INC.
January 3, 2007 - July 19, 2007
VSR FINANCIAL SERVICES, INC.
October 31, 2006 - July 19, 2007
VSR FINANCIAL SERVICES, INC.
November 29, 2002 - November 1, 2006
MOMENTUM INDEPENDENT NETWORK INC.
May 14, 2001 - December 2, 2002
EDI FINANCIAL, INC.
December 20, 1996 - May 9, 2001
RUSHMORE SECURITIES CORPORATION
September 14, 1992 - December 5, 1996
1ST GLOBAL CAPITAL CORP.
December 11, 1989 - September 21, 1992
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TFR ADVISORS LLP
CRD#: 119755 / SEC#: 801-63101
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
