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PB

Patrick A. Berg

P.A. BERG RETIREMENT SOLUTIONS
River Forest, IL
Some features on this profile are disabled
CRD#: 2006557
PB

Professional summary

Patrick Allen Berg is a registered financial advisor currently at P.A. BERG RETIREMENT SOLUTIONS located in River Forest, Illinois.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Patrick has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Allen Berg's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 1, 2006 - Present

P.A. BERG RETIREMENT SOLUTIONS

RIA
CRD#: 140317
River Forest, IL
Past

June 1, 2006 - December 31, 2020

P.A. BERG RETIREMENT SOLUTIONS

RIA
CRD#: 140317
MADISON, WI
Past

January 27, 1999 - March 4, 2003

WS GRIFFITH SECURITIES, INC.

RIA
CRD#: 10410
ROSEMONT, IL
Past

January 24, 1990 - October 19, 1992

HOME LIFE INSURANCE COMPANY

BD
CRD#: 4184
Past

January 24, 1990 - March 4, 2003

WS GRIFFITH SECURITIES, INC.

BD
CRD#: 10410
HARTFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(6/1/2006)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/16/2006
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/13/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6
Date: 1/23/1990
Investment Company Products/Variable Contracts Representative Examination

Current Firm

PB
P.A. BERG RETIREMENT SOLUTIONS
P.A. BERG RETIREMENT SOLUTIONS | SENIORS SECURITY FINANCIAL, LTD.

CRD#: 140317 / SEC#:

Illinois
Registered Investment Advisory firm - (6/1/2006 Approved)
Wisconsin
Registered Investment Advisory firm - (12/31/2020 Failure to Renew)
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Contact information

Main Address
River Forest, IL
Mailing Address
Phone number
(262) 271-2010
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts36
AUM (Assets Under Management)$ 2,437,242

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

P.A. BERG RETIREMENT SOLUTIONS

CRD#: 140317River Forest, IL

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