Patrick A. Berg

P.A. BERG RETIREMENT SOLUTIONS

River Forest, IL

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CRD#: 2006557

Professional summary

Patrick Allen Berg is a registered financial advisor currently at P.A. BERG RETIREMENT SOLUTIONS located in River Forest, Illinois.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Patrick has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SELLS INSURANCE PRODUCTS, SAME ADDRESS, SINCE 1989, SPENDS ROUGHLY 5-25 HOURS A WEEK, ALL DURING TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Allen Berg's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 1, 2006 - Present

P.A. BERG RETIREMENT SOLUTIONS

RIA

CRD#: 140317

River Forest, IL

Past

June 1, 2006 - December 31, 2020

P.A. BERG RETIREMENT SOLUTIONS

RIA

CRD#: 140317

MADISON, WI

Past

January 27, 1999 - March 4, 2003

WS GRIFFITH SECURITIES, INC.

RIA

CRD#: 10410

ROSEMONT, IL

Past

January 24, 1990 - October 19, 1992

HOME LIFE INSURANCE COMPANY

CRD#: 4184

Past

January 24, 1990 - March 4, 2003

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(6/1/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/16/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/13/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 1/23/1990

Investment Company Products/Variable Contracts Representative Examination

Current Firm

P.A. BERG RETIREMENT SOLUTIONS

P.A. BERG RETIREMENT SOLUTIONS | SENIORS SECURITY FINANCIAL, LTD.

CRD#: 140317 / SEC#:

Illinois

Registered Investment Advisory firm - (6/1/2006 Approved)

Wisconsin

Registered Investment Advisory firm - (12/31/2020 Failure to Renew)

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Contact information

Main Address

River Forest, IL

Mailing Address

Phone number

(262) 271-2010

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	36
AUM (Assets Under Management)	$ 2,437,242

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Patrick A. Berg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Allen Berg's CRS (Customer Relationship Summary).

Certified licenses

Experience

P.A. BERG RETIREMENT SOLUTIONS

P.A. BERG RETIREMENT SOLUTIONS

WS GRIFFITH SECURITIES, INC.

HOME LIFE INSURANCE COMPANY

WS GRIFFITH SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/16/2006

Series 63

Date: 8/13/1991

Series 6

Date: 1/23/1990

Current Firm

P.A. BERG RETIREMENT SOLUTIONS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

P.A. BERG RETIREMENT SOLUTIONS

TRUST BUT VERIFY

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