Paula J. Fitts
Professional summary
Paula Jean Fitts is a registered financial professional currently at COBALT CAPITAL, INC. located in Lake Mary, Florida.
Paula is registered as a RR (Registered Representative) and started their career in finance in 1990. Paula has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paula Jean Fitts's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 21, 2022 - Present
COBALT CAPITAL, INC.
Office #1: 801 International Parkway Suite 500 Pmb #5242, Lake Mary, FL 32746September 19, 2019 - February 15, 2022
LOCORR DISTRIBUTORS, LLC
July 15, 2015 - September 18, 2019
TRILOMA SECURITIES, LLC
May 28, 2002 - June 17, 2015
CNL SECURITIES CORP.
May 29, 1998 - May 15, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
January 23, 1990 - May 15, 2002
IDS LIFE INSURANCE COMPANY
January 23, 1990 - May 15, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/21/2022)
(2/21/2022)
(2/21/2022)
(2/21/2022)
(2/21/2022)
(2/21/2022)
(2/21/2022)
(2/21/2022)
(2/21/2022)
(2/21/2022)
(2/21/2022)
(2/21/2022)
(2/21/2022)
(2/21/2022)
(2/21/2022)
(2/21/2022)
(2/21/2022)
(2/22/2022)
(2/21/2022)
(2/21/2022)
(2/21/2022)
(2/21/2022)
(2/21/2022)
(2/21/2022)
(2/21/2022)
(2/21/2022)
(2/21/2022)
Exams
FINRA
Current Firm
COBALT CAPITAL, INC.
CRD#: 136161 / SEC#: , 8-66979
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.