AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
PF

Paula J. Fitts

COBALT CAPITAL
LAKE MARY, FL 32746
Some features on this profile are disabled
CRD#: 2006544
PF

Professional summary


Paula Jean Fitts is a registered financial professional currently at COBALT CAPITAL, INC. located in Lake Mary, Florida.

Paula is registered as a RR (Registered Representative) and started their career in finance in 1990. Paula has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Paula Jean Fitts's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 21, 2022 - Present

COBALT CAPITAL, INC.

Office #1: 801 International Parkway Suite 500 Pmb #5242, Lake Mary, FL 32746
BD
CRD#: 136161
LAKE MARY, FL
Past

September 19, 2019 - February 15, 2022

LOCORR DISTRIBUTORS, LLC

BD
CRD#: 41782
EXCELSIOR, MN
Past

July 15, 2015 - September 18, 2019

TRILOMA SECURITIES, LLC

BD
CRD#: 173059
WINTER PARK, FL
Past

May 28, 2002 - June 17, 2015

CNL SECURITIES CORP.

BD
CRD#: 10356
ORLANDO, FL
Past

May 29, 1998 - May 15, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
SIOUX FALLS, SD
Past

January 23, 1990 - May 15, 2002

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

January 23, 1990 - May 15, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(2/21/2022)
RR
Arkansas
(2/21/2022)
RR
Connecticut
(2/21/2022)
RR
Delaware
(2/21/2022)
RR
District of Columbia
(2/21/2022)
RR
Florida
(2/21/2022)
RR
Georgia
(2/21/2022)
RR
Indiana
(2/21/2022)
RR
Kentucky
(2/21/2022)
RR
Louisiana
(2/21/2022)
RR
Maryland
(2/21/2022)
RR
Massachusetts
(2/21/2022)
RR
Mississippi
(2/21/2022)
RR
New Hampshire
(2/21/2022)
RR
New Jersey
(2/21/2022)
RR
New York
(2/21/2022)
RR
North Carolina
(2/21/2022)
RR
Ohio
(2/22/2022)
RR
Pennsylvania
(2/21/2022)
RR
Puerto Rico
(2/21/2022)
RR
Rhode Island
(2/21/2022)
RR
South Carolina
(2/21/2022)
RR
South Dakota
(2/21/2022)
RR
Tennessee
(2/21/2022)
RR
Vermont
(2/21/2022)
RR
Virginia
(2/21/2022)
RR
West Virginia
(2/21/2022)

Exams


State Security Law Exam
IAR
Series 65
Date: 5/20/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


CC
COBALT CAPITAL, INC.
COBALT CAPITAL, INC.

CRD#: 136161 / SEC#: , 8-66979

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
801 International Parkway Suite 500 Pmb #5242, Lake Mary, FL 32746
Mailing Address
801 International Parkway Suite 500 Pmb #5242, Lake Mary, FL 32746
Phone number
(407) 649-3150
Established
Florida since 03/18/2005
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
SCHICK, BENJAMIN MELVINPRINCIPAL, PRESIDENT, CEO4897243
MEGENITY, BRIAN MCDONALDCHIEF COMPLIANCE OFFICER2889637
OHAB, PAMELA CATHYFINOP2700308

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


COBALT CAPITAL, INC.

CRD#: 136161Lake Mary, FL 32746

TRUST BUT VERIFY

Monitor Paula Fitts

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Dalton J Stockton
Dalton StocktonAdvisorCheck Check Mark
WELLS FARGO CLEARING SERVICES, LLC
IAR
RR
ST. LOUIS, MO
Russell Garrett Thornton
Russell ThorntonAdvisorCheck Check Mark
WEALTHCARE CAPITAL MANAGEMENT LLC
IAR
ATLANTA, GA
Samuel William Spanos
Samuel SpanosAdvisorCheck Check Mark
RAYMOND JAMES & ASSOCIATES, INC.
IAR
RR
Sea Island, GA
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.