Paula J. Fitts
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paula Jean Fitts was a registered financial professional .
Paula is a previously registered financial professional and started their career in finance in 1990. Paula had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 2022 - December 31, 2025
COBALT CAPITAL, INC.
September 19, 2019 - February 15, 2022
LOCORR DISTRIBUTORS, LLC
July 15, 2015 - September 18, 2019
TRILOMA SECURITIES, LLC
May 28, 2002 - June 17, 2015
CNL SECURITIES CORP.
May 29, 1998 - May 15, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
January 23, 1990 - May 15, 2002
IDS LIFE INSURANCE COMPANY
January 23, 1990 - May 15, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COBALT CAPITAL, INC.
CRD#: 136161 / SEC#: , 8-66979
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
