Jeanne Sdroulas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeanne Sdroulas, who also goes by Jeanne J Sdroulas, was a registered financial professional .
Jeanne is a previously registered financial professional and started their career in finance in 1989. Jeanne had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2013 - March 30, 2023
FRED ALGER & COMPANY, LLC
February 17, 2011 - January 16, 2013
ALPS DISTRIBUTORS, INC.
November 28, 2007 - March 18, 2009
CITIGROUP GLOBAL MARKETS INC.
May 4, 2006 - October 4, 2007
CITIGROUP GLOBAL MARKETS INC.
July 24, 2001 - February 9, 2005
DEUTSCHE BANK SECURITIES INC.
March 17, 1993 - May 18, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 21, 1989 - March 6, 1991
DB ALEX. BROWN LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FRED ALGER & COMPANY, LLC
CRD#: 5300 / SEC#: , 8-15900
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 6 |
| Civil Event | 1 |
Red Flags
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