Jon R. Butzen
Professional summary
Jon Raymond Butzen was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jon is a previously registered financial professional and started their career in finance in 1990. Prior to being barred, Jon had worked at 6 firms, which includes GLOBAL CAPITAL SECURITIES CORPORATION, H.J. MEYERS & CO. INC., FRANKLIN-LORD INC., KOBER FINANCIAL CORP., CHATFIELD DEAN & CO. INC., THE STUART-JAMES COMPANY INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 1994 - April 15, 1994
GLOBAL CAPITAL SECURITIES CORPORATION
July 6, 1993 - August 9, 1993
H.J. MEYERS & CO., INC.
January 29, 1992 - January 20, 1993
FRANKLIN-LORD, INC.
October 30, 1991 - December 10, 1991
KOBER FINANCIAL CORP.
November 24, 1990 - February 20, 1992
CHATFIELD DEAN & CO., INC.
February 13, 1990 - November 29, 1990
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
GLOBAL CAPITAL SECURITIES CORPORATION
CRD#: 16184 / SEC#: , 8-33481
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 31 |
Red Flags
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