Peter S. Blumen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Stephen Blumen was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2003. Peter had worked at 3 firms and has passed the Series 66, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2016 - April 5, 2024
AVALON SECURITIES, LTD.
April 5, 2013 - May 22, 2014
FOREFRONT CAPITAL MARKETS LLC
January 14, 2010 - April 8, 2013
AVALON SECURITIES, LTD.
April 15, 2003 - January 3, 2005
MAPLE SECURITIES U.S.A. INC.
State Registrations and Notice Filings
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Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
AVALON SECURITIES, LTD.
CRD#: 30522 / SEC#: , 8-44993
Contact information
Documents
Red Flags
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