Howard J. Smith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Howard Jeffrey Smith, who also goes by H. Jeffrey Smith, Jeff Smith, was a registered financial professional .
Howard is a previously registered financial professional and started their career in finance in 1990. Howard had worked at 7 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2007 - April 2, 2012
LANDMARK INVESTMENT GROUP, INC
August 18, 2005 - December 8, 2006
SECURITIES SERVICE NETWORK, LLC
May 5, 2005 - August 5, 2005
NATIONAL PLANNING CORPORATION
April 29, 2005 - August 5, 2005
NATIONAL PLANNING CORPORATION
July 26, 2004 - May 4, 2005
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 20, 1999 - December 31, 2007
CORNERSTONE FINANCIAL ADVISORY, INC.
June 4, 1997 - July 23, 2004
SECURITIES SERVICE NETWORK, LLC
May 31, 1990 - June 4, 1997
FSC SECURITIES CORPORATION
February 27, 1990 - June 14, 1990
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LANDMARK INVESTMENT GROUP, INC
CRD#: 44602 / SEC#: , 8-50746
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SUMMIT CAPITAL HOLDINGS | OWNER | |
| MORROW, MARK DARREN | PRINCIPAL/CEO/CCO | 1708880 |
Disclosures
| Regulatory Event | 2 |
| Judgment/Lien | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
