Douglas R. Thorne

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CRD#: 2006368

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Douglas Reed Thorne, who also goes by Doug Thorne, Douglas R Thorne, was a registered financial professional .

Douglas is a previously registered financial professional and started their career in finance in 1990. Douglas had worked at 5 firms and has passed the Series 63, Series 7, Series 2, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Doug Thorne | Douglas R Thorne

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 5, 2015 - July 10, 2020

AFFINITY CAPITAL ADVISORS LLC

RIA

CRD#: 166226

BERKELEY, CA

Past

August 12, 1996 - March 5, 2015

THORNE ASSET MANAGEMENT, INC.

RIA

CRD#: 113214

SAN FRANCISCO, CA

Past

January 1, 1994 - May 8, 1997

LEGEND EQUITIES CORPORATION

CRD#: 30999

PALM BEACH GARDENS, FL

Past

December 7, 1992 - January 1, 1994

LEGEND CAPITAL CORPORATION

CRD#: 4149

PALM BEACH GARDENS, FL

Past

May 21, 1990 - May 20, 1991

CONSOLIDATED FINANCIAL SERVICES, INC.

CRD#: 10048

PLEASANTON, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AFFINITY CAPITAL ADVISORS LLC

AFFINITY CAPITAL ADVISORS LLC | INSIGHT WEALTH MANAGEMENT, LLC

CRD#: 166226 / SEC#: 801-81133

RIA

Registered Investment Advisory firm - (3/11/2015 Approved)

California

Registered Investment Advisory firm - (4/12/2015 Terminated)

Texas

Registered Investment Advisory firm - (3/13/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/19/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/27/1996

General Securities Representative Examination

General Industry/Product Exam

Series 2

Date: 4/8/1992

Non-Member General Securities Examination

General Industry/Product Exam

Series 6

Date: 3/21/1990

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 8/23/1993

Investment Company Products/Variable Contracts Principal Examination

Current Firm

AFFINITY CAPITAL ADVISORS LLC

AFFINITY CAPITAL ADVISORS LLC | INSIGHT WEALTH MANAGEMENT, LLC

CRD#: 166226 / SEC#: 801-81133

RIA

Registered Investment Advisory firm - (3/11/2015 Approved)

California

Registered Investment Advisory firm - (4/12/2015 Terminated)

Texas

Registered Investment Advisory firm - (3/13/2015 Terminated)

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Contact information

Main Address

825 Page Street, Berkeley, CA 94710

Mailing Address

Phone number

(510) 984-0261

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	4,338
AUM (Assets Under Management)	$ 636,081,479

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/11/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Douglas R. Thorne

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

THORNE ASSET MANAGEMENT, INC.

LEGEND EQUITIES CORPORATION

LEGEND CAPITAL CORPORATION

CONSOLIDATED FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

AFFINITY CAPITAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/19/1995

Series 7

Date: 11/27/1996

Series 2

Date: 4/8/1992

Series 6

Date: 3/21/1990

Series 26

Date: 8/23/1993

Current Firm

AFFINITY CAPITAL ADVISORS LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

AFFINITY CAPITAL ADVISORS LLC

TRUST BUT VERIFY

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