Clive Gitlin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clive Gitlin was a registered financial professional .
Clive is a previously registered financial professional and started their career in finance in 1989. Clive had worked at 7 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 11, 1992 - November 15, 1994
IFMG SECURITIES, INC.
May 11, 1992 - November 13, 1992
PRINCIPAL SECURITIES, INC.
August 29, 1991 - March 5, 1992
NATHAN & LEWIS SECURITIES, INC.
August 22, 1991 - September 10, 1991
TRANSAMERICA FINANCIAL ADVISORS, INC.
November 27, 1990 - September 3, 1991
1717 CAPITAL MANAGEMENT COMPANY
November 22, 1989 - February 3, 1990
EQUITABLE ADVISORS, LLC
November 14, 1989 - February 3, 1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
IFMG SECURITIES, INC.
CRD#: 14416 / SEC#: , 8-30670
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Arbitration | 4 |
Red Flags
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