Thomas K. Porta

PORTA INVESTMENT MANAGEMENT

Vallejo, CA 94590-5706

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CRD#: 2006268

Professional summary

Thomas Kabrick Porta is a registered financial advisor currently at PORTA INVESTMENT MANAGEMENT located in Vallejo, California.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Thomas has worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CPA, Estate Planning, Real Estate Broker.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Kabrick Porta's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 20, 2023 - Present

PORTA INVESTMENT MANAGEMENT

Office #1: 1410 Georgia St., Vallejo, CA 94590-5706

RIA

CRD#: 130185

Vallejo, CA

Past

January 24, 1991 - May 11, 1993

ASSOCIATED SECURITIES CORP.

CRD#: 12969

Past

December 21, 1989 - December 31, 1990

AMERICAN INVESTORS COMPANY

CRD#: 38

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/20/2023)

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Exams

State Security Law Exam

Series 63

Date: 3/6/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/16/1989

General Securities Representative Examination

Current Firm

PORTA INVESTMENT MANAGEMENT

CRD#: 130185 / SEC#:

California

Registered Investment Advisory firm - (4/8/1991 Approved)

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Contact information

Main Address

1410 Georgia St., Vallejo, CA 94590-5706

Mailing Address

Phone number

(707) 643-7678

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	83
AUM (Assets Under Management)	$ 31,700,000

Red Flags

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Thomas K. Porta

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Kabrick Porta's CRS (Customer Relationship Summary).

Certified licenses

Experience

PORTA INVESTMENT MANAGEMENT

ASSOCIATED SECURITIES CORP.

AMERICAN INVESTORS COMPANY

State Registrations and Notice Filings

Exams

Series 63

Date: 3/6/1991

Series 7

Date: 12/16/1989

Current Firm

PORTA INVESTMENT MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PORTA INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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