Claudio A. Sevilla
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Claudio A Sevilla was a registered financial professional .
Claudio is a previously registered financial professional and started their career in finance in 1989. Claudio had worked at 4 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 1993 - November 30, 1993
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
May 18, 1993 - August 9, 1993
MAN INVESTMENTS INC.
February 21, 1990 - May 25, 1990
BRADESCO INVESTMENTS INC.
December 19, 1989 - February 17, 1990
AMERICAN GOVERNMENT CERTIFICATES & FUNDS CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
CRD#: 14229 / SEC#: , 8-30410
Contact information
Documents
Red Flags
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