Neil E. Elmouchi

SAGEVIEW ADVISORY GROUP

Westlake Village, CA 91361

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CRD#: 200624

Professional summary

Neil Eric Elmouchi, AIF® is a registered financial advisor currently at SAGEVIEW ADVISORY GROUP, LLC located in Westlake Village, California and CREATIVE PLANNING located in Westlake Village, California.

Neil is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1973. Neil has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 22, Series 6, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Neil Eric Elmouchi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

June 17, 2022 - Present

SAGEVIEW ADVISORY GROUP, LLC

Office #1: 3027 Townsgate Road Suite 100, Westlake Village, CA 91361

RIA

CRD#: 126777

Westlake Village, CA

Current

January 28, 2026 - Present

CREATIVE PLANNING

Office #1: 3027 Townsgate Road, Suite 250, Westlake Village, CA 91361

RIA

CRD#: 105348

Westlake Village, CA

Past

June 15, 2022 - January 27, 2026

CETERA WEALTH SERVICES, LLC

CRD#: 13572

Westlake Village, CA

Past

February 26, 2015 - June 30, 2022

TRIAD ADVISORS LLC

CRD#: 25803

Westlake Village, CA

Past

November 30, 1998 - December 22, 2022

SUMMIT FINANCIAL CONSULTANTS, INC.

RIA

CRD#: 134192

WESTLAKE VILLAGE, CA

Past

September 11, 1998 - March 9, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

WESTLAKE VILLAGE, CA

Past

August 25, 1998 - March 9, 2015

LPL FINANCIAL LLC

CRD#: 6413

WESTLAKE VILLAGE, CA

Past

March 1, 1995 - September 2, 1998

OGILVIE SECURITY ADVISORS CORPORATION

CRD#: 10105

CHICAGO, IL

Past

March 11, 1992 - March 6, 1995

ALLIANCE ADVISORY & SECURITIES, INC.

CRD#: 18835

WESTLAKE VILLAGE, CA

Past

June 13, 1991 - November 23, 1994

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

August 20, 1990 - June 28, 1991

DREHER & ASSOCIATES, INC.

CRD#: 8665

OAKBROOK TERRACE, IL

Past

June 15, 1983 - July 11, 1986

LINCOLN NATIONAL PENSION INSURANCE COMPANY

CRD#: 10293

Past

January 31, 1982 - March 14, 1983

LINCOLN NATIONAL PENSION INSURANCE COMPANY

CRD#: 10293

Past

October 10, 1973 - August 1, 1977

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

Past

October 10, 1973 - August 1, 1977

OSAIC FA, INC.

CRD#: 3978

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAGEVIEW ADVISORY GROUP, LLC

401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS

CRD#: 126777 / SEC#: 801-64265

RIA

Registered Investment Advisory firm - (5/31/2005 Approved)

California

Registered Investment Advisory firm - (6/7/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/17/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/4/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/9/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 3/28/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/17/1998

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 11/9/1990

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 8/16/1990

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 1

Date: 10/4/1973

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/30/1998

General Securities Principal Examination

Current Firm

SAGEVIEW ADVISORY GROUP, LLC

401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS

CRD#: 126777 / SEC#: 801-64265

RIA

Registered Investment Advisory firm - (5/31/2005 Approved)

California

Registered Investment Advisory firm - (6/7/2005 Terminated)

PREMIUM

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Contact information

Main Address

4000 Macarthur Blvd. Suite 1050, Newport Beach, CA 92660

Mailing Address

Phone number

(800) 814-8742

Established

Firm type

Fiscal year end

# of Employees

248

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SAGEVIEW ADVISORY GROUP ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	13,295
AUM (Assets Under Management)	$ 238,552,018,915

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Neil E. Elmouchi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Neil Eric Elmouchi's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAGEVIEW ADVISORY GROUP, LLC

CREATIVE PLANNING

CETERA WEALTH SERVICES, LLC

TRIAD ADVISORS LLC

SUMMIT FINANCIAL CONSULTANTS, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

OGILVIE SECURITY ADVISORS CORPORATION

ALLIANCE ADVISORY & SECURITIES, INC.

1717 CAPITAL MANAGEMENT COMPANY

DREHER & ASSOCIATES, INC.

LINCOLN NATIONAL PENSION INSURANCE COMPANY

LINCOLN NATIONAL PENSION INSURANCE COMPANY

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

Primary Firm SEC Registration

SAGEVIEW ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/4/1998

Series 63

Date: 11/9/1990

SIE

Date: 10/1/2018

Series 31

Date: 3/28/2002

Series 7

Date: 1/17/1998

Series 22

Date: 11/9/1990

Series 6

Date: 8/16/1990

Series 1

Date: 10/4/1973

Series 24

Date: 10/30/1998

Current Firm

SAGEVIEW ADVISORY GROUP, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAGEVIEW ADVISORY GROUP, LLC

TRUST BUT VERIFY

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