Craig Morong
Professional summary
Craig Morong, who also goes by Craig Stewart Morong, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in New York, New York.
Craig is registered as a RR (Registered Representative) and started their career in finance in 1989. Craig has worked at 10 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Craig Morong's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 11, 2018 - Present
FORESIDE FINANCIAL SERVICES, LLC
Office #1: 1345 Avenue Of The Americas 2nd Floor, New York, NY 10105March 16, 2016 - October 10, 2018
SILVER LEAF PARTNERS, LLC
July 9, 2014 - January 30, 2016
WADDELL & REED
July 9, 2014 - January 30, 2016
IVY DISTRIBUTORS, INC.
January 24, 2013 - July 8, 2014
EMG CAPITAL LLC
December 14, 2004 - January 2, 2013
SILVER LEAF PARTNERS, LLC
March 18, 1996 - February 12, 2003
GAM SERVICES, INC.
May 1, 1995 - December 5, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 3, 1992 - July 30, 1993
LIPPER ANALYTICAL SECURITIES CORPORATION
March 26, 1990 - February 5, 1991
J.P. MORGAN SECURITIES LLC
November 21, 1989 - April 4, 1990
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/11/2018)
(10/11/2018)
(10/11/2018)
(10/11/2018)
(1/31/2025)
(10/11/2018)
Exams
FINRA
Current Firm
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477 / SEC#: , 8-68027
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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