Jeffrey H. Mason

CINCAP INVESTMENT GROUP

Cincinnati, OH 45226

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CRD#: 2006223

Professional summary

Jeffrey Hamlin Mason is a registered financial professional currently at CINCAP INVESTMENT GROUP, LLC located in Cincinnati, Ohio.

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1989. Jeffrey has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Hamlin Mason's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 9, 2020 - Present

CINCAP INVESTMENT GROUP, LLC

Office #1: 455 Delta Ave. Suite 207, Cincinnati, OH 45226

CRD#: 118392

Cincinnati, OH

Past

June 9, 2006 - June 15, 2020

ROSS, SINCLAIRE & ASSOCIATES, LLC

CRD#: 25440

INDIANAPOLIS, IN

Past

August 2, 2004 - January 27, 2006

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

April 1, 1999 - August 2, 2004

BANC ONE CAPITAL MARKETS, INC.

CRD#: 23065

CHICAGO, IL

Past

July 17, 1992 - April 1, 1999

BANC ONE CAPITAL MARKETS, INC.

CRD#: 27267

COLUMBUS, OH

Past

June 1, 1990 - September 11, 1992

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

November 21, 1989 - June 1, 1990

BANC ONE SECURITIES, INC.

CRD#: 17436

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(1/13/2021)

Georgia
(6/16/2021)

Illinois
(2/3/2021)

Indiana
(1/12/2021)

Kentucky
(7/31/2023)

Massachusetts
(1/29/2024)

Michigan
(1/4/2021)

Mississippi
(3/7/2022)

Nevada
(12/15/2020)

New York
(12/9/2020)

Ohio
(12/9/2020)

Pennsylvania
(12/15/2020)

West Virginia
(1/14/2021)

Exams

State Security Law Exam

Series 63

Date: 12/6/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/18/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/5/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CINCAP INVESTMENT GROUP, LLC

CINCAP INVESTMENT GROUP, INC | JK SECURITIES, INC. | CINCAP INVESTMENT GROUP, LLC

CRD#: 118392 / SEC#: , 8-53652

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

455 Delta Ave. Suite 207, Cincinnati, OH 45226

Mailing Address

455 Delta Ave. Suite 207, Cincinnati, OH 45226

Phone number

(513) 725-4841

Established

Ohio since 09/01/2021

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (38 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
MT. LOOKOUT CAPITAL HOLDINGS, LLC	OWNER
TAUL, LARRY NELSON JR	CEO	2166909
OVERBECK, FRED THOMAS	CCO/COO	4895534

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey H. Mason

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Hamlin Mason's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROSS, SINCLAIRE & ASSOCIATES, LLC

J.P. MORGAN SECURITIES INC.

BANC ONE CAPITAL MARKETS, INC.

BANC ONE CAPITAL MARKETS, INC.

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/6/1989

SIE

Date: 10/1/2018

Series 7

Date: 11/18/1989

Series 24

Date: 10/5/2006

FINRA

Current Firm

CINCAP INVESTMENT GROUP, LLC

Contact information

FINRA licenses (38 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CINCAP INVESTMENT GROUP, LLC

TRUST BUT VERIFY

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