Douglas D. Vander Weide

VALIANT WEALTH

Franklin, TN 37064

Some features on this profile are disabled

CRD#: 2006093

Professional summary

Douglas Dean Vander Weide, CFP®, who also goes by Doug Vanderweide, Douglas Dean Vanderweide, is a registered financial advisor currently at VALIANT WEALTH, LLC located in Franklin, Tennessee.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Douglas has worked at 3 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Doug Vanderweide | Douglas Dean Vanderweide

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 2 FISH, 5 LOAVES, LLC; NON-INVESTMENT RELATED;WEST DES MOINES, IA; FISH FARM, PARTNER; STARTED 01/2014; LESS THAN 10% OF TIME;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Dean Vander Weide's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1994

Experience

Current

July 10, 2008 - Present

VALIANT WEALTH, LLC

Office #1: 99 East Main Suite 200, Franklin, TN 37064

RIA

CRD#: 146911

Franklin, TN

Past

January 1, 1999 - June 27, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

CLIVE, IA

Past

February 8, 1990 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

February 8, 1990 - June 27, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

CLIVE, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VALIANT WEALTH, LLC

15 RIA | VW ADVISORS, LLC | VALIANT WEALTH, LLC

CRD#: 146911 / SEC#: 801-108491

RIA

Registered Investment Advisory firm - (10/18/2016 Approved)

Iowa

Registered Investment Advisory firm - (10/26/2016 Terminated)

Texas

Registered Investment Advisory firm - (10/25/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(7/10/2008)

IAR

Tennessee
(8/12/2024)

IAR

Texas
(1/21/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/29/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/20/1991

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/7/1990

Investment Company Products/Variable Contracts Representative Examination

Current Firm

VALIANT WEALTH, LLC

15 RIA | VW ADVISORS, LLC | VALIANT WEALTH, LLC

CRD#: 146911 / SEC#: 801-108491

RIA

Registered Investment Advisory firm - (10/18/2016 Approved)

Iowa

Registered Investment Advisory firm - (10/26/2016 Terminated)

Texas

Registered Investment Advisory firm - (10/25/2016 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3408 Woodland Ave Suite 204, West Des Moines, IA 50266

Mailing Address

Phone number

(515) 223-6068

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A MARCH 2025 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	666
AUM (Assets Under Management)	$ 382,118,932

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
01/21/2025	Cover Page	Report
04/24/2024	Cover Page	Report
04/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

James Parker

MORGAN STANLEY

IAR

Franklin, TN

Steven Glasgow

GLOBAL RETIREMENT PARTNERS LLC

IAR

Nashville, TN

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Douglas D. Vander Weide

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Dean Vander Weide's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

VALIANT WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/29/1989

Series 7

Date: 6/20/1991

Series 6

Date: 2/7/1990

Current Firm

VALIANT WEALTH, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

VALIANT WEALTH, LLC

TRUST BUT VERIFY

Similar Advisors