Carol M. Sherr
Professional summary
Carol Marie Sherr, who also goes by Carol Sherr Brooks, Carol S. Brooks, is a registered financial advisor currently at BROOKS FINANCIAL ADVISORY GROUP,INC. located in Lake Worth, Florida.
Carol is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Carol has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Carol Marie Sherr's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 8, 2004 - Present
BROOKS FINANCIAL ADVISORY GROUP,INC.
December 3, 2001 - June 3, 2004
INVESTACORP ADVISORY SERVICES INC
September 23, 1999 - May 3, 2004
INVESTACORP, INC.
November 15, 1996 - September 10, 1999
UBS FINANCIAL SERVICES INC.
December 19, 1989 - November 19, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/8/2004)
Exams
Current Firm
BROOKS FINANCIAL ADVISORY GROUP,INC.
CRD#: 130984 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 97 |
| AUM (Assets Under Management) | $ 13,408,811 |
Red Flags
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