William H. Campbell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Harrison Campbell, who also goes by Harry Campbell, W Harrison Campbell, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1989. William had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2014 - August 24, 2018
SECURITIES AMERICA ADVISORS, INC.
January 2, 2014 - August 24, 2018
SECURITIES AMERICA, INC.
May 24, 2005 - January 7, 2014
PARK AVENUE SECURITIES LLC
May 24, 2005 - January 7, 2014
PARK AVENUE SECURITIES LLC
January 30, 1997 - May 19, 2005
EAGLE STRATEGIES LLC
November 24, 1989 - May 19, 2005
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SECURITIES AMERICA ADVISORS, INC.
CRD#: 110518 / SEC#: 801-45628
Contact information
Regulatory assets under management
| Total Number of Accounts | 211,150 |
| AUM (Assets Under Management) | $ 40,420,443,233 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2024 |
Red Flags
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