Howard R. Pinson
GATEWAY WEALTH PARTNERS
Owings Mills, MD
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CRD#: 2005771
Professional summary
Howard Robert Pinson, CFP® is a registered financial advisor currently at GATEWAY WEALTH PARTNERS, LLC located in Owings Mills, Maryland and LPL FINANCIAL LLC located in Owings Mills, Maryland.
Howard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Howard has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
What are your service offerings?
Business Succession Planning
Retirement Planning
Investment Planning
Employee and Employer Plan Ben...
Comprehensive Financial Planni...
Estate Planning
Insurance Planning
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 11/29/2017 - Gateway Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 10/04/2017 - Pinson Wealth Management DBA for LPL business - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 5/3/2005 3. 8/28/2018 - Pinson Wealth Management - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 10/01/2006 - 1 Hour Per Month/1 Hour During Securities Trading - Group health insurance. 4. 10/24/2023 - Gateway Wealth Partners - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 10/13/2023 - 80 Hours Per Month/ 4 Hours During Trading - I provide investment advisory services through Gateway Wealth Partners, LLC, an independent investment advisor firm. I started this business activity in 10/2023. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Howard Robert Pinson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
October 3, 2023 - Present
GATEWAY WEALTH PARTNERS, LLC
RIA
CRD#: 322789
Owings Mills, MD
Current
November 29, 2017 - Present
LPL FINANCIAL LLC
RIA
BD
CRD#: 6413
OWINGS MILLS, MD
Past
November 29, 2017 - September 11, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
September 1, 2015 - December 6, 2017
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
PIKESVILLE, MD
Past
September 1, 2015 - November 29, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
PIKESVILLE, MD
Past
December 14, 2007 - September 9, 2015
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
BALTIMORE, MD
Past
December 14, 2007 - September 9, 2015
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
BALTIMORE, MD
Past
March 27, 1998 - December 17, 2007
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
BALTIMORE, MD
Past
October 13, 1997 - December 17, 2007
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
BALTIMORE, MD
Past
January 26, 1994 - October 20, 1997
OSAIC FA, INC.
BD
CRD#: 3978
Past
December 18, 1989 - October 20, 1997
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
December 18, 1989 - October 20, 1997
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY
CRD#: 322789 / SEC#: 801-126635
RIA
Registered Investment Advisory firm - (9/26/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/4/2022)
RR
Colorado(11/29/2017)
RR
Florida(11/30/2017)
RR
Georgia(1/23/2025)
RR
Maryland(11/29/2017)
IAR
Maryland(10/3/2023)
RR
South Carolina(11/29/2017)
RR
Virginia(1/22/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY
CRD#: 322789 / SEC#: 801-126635
RIA
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Contact information
Main Address
100 W. Lawrence Street Suite 304, Appleton, WI 54911
Mailing Address
Phone number
(920) 731-9293
Established
Firm type
Fiscal year end
# of Employees
66
SEC notice filing (31 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,702 |
| AUM (Assets Under Management) | $ 1,249,772,416 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
