Willard S. Stawski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Willard Stanley Stawski II was a registered financial professional .
Willard is a previously registered financial professional and started their career in finance in 1989. Willard had worked at 5 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 1998 - January 2, 2001
FREDERICK & COMPANY, INC.
May 31, 1994 - August 21, 1996
KEYBANC CAPITAL MARKETS INC.
July 31, 1993 - May 23, 1994
CITIGROUP GLOBAL MARKETS INC.
October 4, 1991 - July 31, 1993
LEHMAN BROTHERS INC.
December 21, 1989 - October 25, 1991
CENTENNIAL SECURITIES COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FREDERICK & COMPANY, INC.
CRD#: 333 / SEC#: , 8-8570
Contact information
Documents
Disclosures
| Regulatory Event | 15 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
