Aaron W. Soderberg

BIRDROCK WEALTH

MINNEAPOLIS, MN

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CRD#: 2005720

Professional summary

Aaron William Soderberg is a registered financial advisor currently at BIRDROCK WEALTH located in Minneapolis, Minnesota.

Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Aaron has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PORTABLE SECURITIES OF MN, INC. DIRECTOR AND SECRETARY. THE COMPANY RENTS STORAGE CONTAINERS TO CONSUMERS AND BUSINESSES. 6/01 - CURRENT 40 HRS/MTH - EVENINGS MOSTLY. 15HRS/MTH. DURING TRADING HRS. - HAVE A PARTNER AT THE SECURITIES FIRM.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron William Soderberg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 2, 2015 - Present

BIRDROCK WEALTH

RIA

CRD#: 138872

MINNEAPOLIS, MN

Past

January 31, 2002 - November 1, 2002

NDX TRADING, INC.

CRD#: 39940

NEW BRIGHTON, MN

Past

April 30, 1997 - February 1, 2002

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.

CRD#: 42941

GOLDEN VALLEY, MN

Past

November 21, 1989 - April 30, 1997

CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.

CRD#: 7449

VANCOUVER,

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BIRDROCK WEALTH

BIRD ROCK ASSET MANAGEMENT, LLC. | BIRDROCK WEALTH | BIRD ROCK ASSET MANAGEMENT, LP. | BIRD ROCK ASSET MANAGEMENT, LP

CRD#: 138872 / SEC#: 801-66711

RIA

Registered Investment Advisory firm - (5/12/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/2/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/6/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/28/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/18/1989

General Securities Representative Examination

Current Firm

BIRDROCK WEALTH

BIRD ROCK ASSET MANAGEMENT, LLC. | BIRDROCK WEALTH | BIRD ROCK ASSET MANAGEMENT, LP. | BIRD ROCK ASSET MANAGEMENT, LP

CRD#: 138872 / SEC#: 801-66711

RIA

Registered Investment Advisory firm - (5/12/2006 Approved)

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Contact information

Main Address

9433 Bee Cave Rd Bldg 2, Suite 203, Austin, TX 78733

Mailing Address

Phone number

(512) 236-0071

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM CRS 2025 (3/27/2025)

ADV PART 2A 2025 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	421
AUM (Assets Under Management)	$ 136,524,492

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Aaron W. Soderberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron William Soderberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

BIRDROCK WEALTH

NDX TRADING, INC.

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.

CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.

Primary Firm SEC Registration

BIRDROCK WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 4/6/2011

Series 63

Date: 11/28/1989

Series 7

Date: 11/18/1989

Current Firm

BIRDROCK WEALTH

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BIRDROCK WEALTH

TRUST BUT VERIFY

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