Joan C. Gonzalez

BRIGHTPLAN LLC

Framingham, MA

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CRD#: 2005640

Professional summary

Joan Christine Gonzalez, CFP®, who also goes by Joan Christine Calderone, is a registered financial advisor currently at BRIGHTPLAN LLC located in Framingham, Massachusetts.

Joan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Joan has worked at 6 firms and has passed the Series 63, SIE, Series 6 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joan Christine Calderone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joan Christine Gonzalez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

October 6, 2021 - Present

BRIGHTPLAN LLC

RIA

CRD#: 283790

Framingham, MA

Past

February 6, 2014 - March 24, 2019

WINSLOW, EVANS & CROCKER, INC.

CRD#: 29686

BOSTON, MA

Past

January 23, 2014 - March 24, 2019

WINSLOW, EVANS & CROCKER, INC.

RIA

CRD#: 29686

BOSTON, MA

Past

June 6, 2011 - August 8, 2012

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

WALTHAM, MA

Past

October 22, 2010 - August 8, 2012

NYLIFE SECURITIES LLC

CRD#: 5167

WALTHAM, MA

Past

March 13, 2009 - July 29, 2010

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

WALTHAM, MA

Past

March 14, 2008 - July 29, 2010

NYLIFE SECURITIES LLC

CRD#: 5167

WALTHAM, MA

Past

May 4, 1999 - November 19, 2001

TIER ONE PARTNERS, INC.

CRD#: 4090

BELLEAIRE BEACH, FL

Past

October 6, 1997 - October 30, 1998

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRIGHTPLAN LLC

CRD#: 283790 / SEC#: 801-108227

RIA

Registered Investment Advisory firm - (8/4/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(11/3/2023)

IAR

Massachusetts
(10/6/2021)

IAR

Texas
(11/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/13/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/13/2008

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 10/4/1997

General Securities Representative Examination

Current Firm

BRIGHTPLAN LLC

CRD#: 283790 / SEC#: 801-108227

RIA

Registered Investment Advisory firm - (8/4/2016 Approved)

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Contact information

Main Address

333 West San Carlos Street Suite 600, San Jose, CA 95110

Mailing Address

7491 North Federal Hwy Suite C5-302, Boca Raton, FL 33487

Phone number

(408) 933-6188

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (47 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BRIGHTPLAN ADV PART 2A (3/31/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joan C. Gonzalez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joan Christine Gonzalez's CRS (Customer Relationship Summary).

Certified licenses

Experience

WINSLOW, EVANS & CROCKER, INC.

WINSLOW, EVANS & CROCKER, INC.

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

TIER ONE PARTNERS, INC.

FIDELITY DISTRIBUTORS COMPANY LLC

Primary Firm SEC Registration

BRIGHTPLAN LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/13/2008

SIE

Date: 10/1/2018

Series 6

Date: 3/13/2008

Series 7

Date: 10/4/1997

Current Firm

BRIGHTPLAN LLC

Contact information

SEC notice filing (47 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

BRIGHTPLAN LLC

TRUST BUT VERIFY

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