Jean Marie Casagrande
ChFC®, CLU®Professional Summary
Jean Marie Casagrande, ChFC®, CLU®, who also goes by Jean Marie Oconnor, Jean Narie Oconnor, is a registered financial advisor currently at STABILITY PARTNERS ADVISORY GROUP, LLC located in Spring, Texas. Jean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Jean has worked at 10 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jean Marie Oconnor, Jean Narie Oconnor
Similar Advisors
THE SUM
SEQUENT PLANNING, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
THE SUM
SEQUENT PLANNING, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
THE SUM
SEQUENT PLANNING, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
THE SUM
SEQUENT PLANNING, LLC
Credentials
Years of Experience
36 years in the financial services industry
Current & Past Employments
Similar Advisors
THE SUM
SEQUENT PLANNING, LLC
Current Firm
STABILITY PARTNERS ADVISORY GROUP, LLC
Contact Information
Main Address
9070 Gleannloch Forest Drive Suite 400, Spring, TX 77379Phone Number
(832) 559-8393# of Employees
3SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
674AUM (Assets Under Management)
$140,914,174Similar Advisors
THE SUM
SEQUENT PLANNING, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
THE SUM
SEQUENT PLANNING, LLC
Primary Firm SEC Registration
STABILITY PARTNERS ADVISORY GROUP, LLC
State Registrations and Notice Filings
(1/14/2013)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 1989About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Jun 1997About the Series 26 examSimilar Advisors
THE SUM
SEQUENT PLANNING, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Jean Marie Casagrande's CRS (Customer Relationship Summary).
Similar Advisors
THE SUM
SEQUENT PLANNING, LLC
