David R. Bailin

CIO CAPITAL GROUP LLC

RUMSON, NJ 07760

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CRD#: 2005301

Professional summary

David Rabb Bailin, who also goes by David Bailin, is a registered financial advisor currently at CIO CAPITAL GROUP LLC located in Rumson, New Jersey.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. David has worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 3, Series 22, Series 24, Series 30 and Series 39 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Bailin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

2701 Palm LLC; Holds rental property; Investment-related; Isle of Palms, SC; Affiliation started 01/19/2018; Title/Duties: Owner; No time is devoted to the LLC during securities trading hours; 1 hour is devoted to the LLC each month outside of securities trading hours. ///// 3109 Marshall, LLC; Rental real estate; Investment-related; Sullivans Island, SC; Affiliation started 01/14/2103; Title: Member/Co-owner; Duties: None - managed by 3rd party property manager; No time is devoted to the LLC each month during securities trading hours; 2 hours are devoted to the LLC each month outside of securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Rabb Bailin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 15, 2025 - Present

CIO CAPITAL GROUP LLC

Office #1: 45 West River Road Suite 202, Rumson, NJ 07760

RIA

CRD#: 336490

RUMSON, NJ

Past

May 12, 2017 - May 21, 2024

CITI PRIVATE ALTERNATIVES, LLC

CRD#: 153777

New York, NY

Past

September 5, 2013 - May 21, 2024

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

New York, NY

Past

July 30, 2013 - May 21, 2024

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

New York, NY

Past

April 10, 1990 - August 7, 1991

WARNER REAL ESTATE EQUITY INVESTORS

CRD#: 25610

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(9/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/20/2013

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/4/2013

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/29/2013

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 3/11/1996

National Commodity Futures Examination

General Industry/Product Exam

Series 22

Date: 12/19/1989

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/31/2018

General Securities Principal Examination

Principal/Supervisory Exam

Series 30

Date: 5/24/1996

NFA Branch Manager Examination

Principal/Supervisory Exam

Series 39

Date: 3/23/1990

Direct Participation Programs Principal Examination

Current Firm

CIO CAPITAL GROUP LLC

CRD#: 336490 / SEC#: 801-133812

RIA

Registered Investment Advisory firm - (7/3/2025 120-Day Approval)

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Contact information

Main Address

41 Madison Ave Floor 31, New York, NY 10010

Mailing Address

Phone number

(212) 516-4000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A APPENDIX 1 - WRAP FEE PROGRAM BROCHURE (10/31/2025)

FIRM BROCHURE (10/31/2025)

Regulatory assets under management

Total Number of Accounts	12
AUM (Assets Under Management)	$ 25,689,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David R. Bailin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Rabb Bailin's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITI PRIVATE ALTERNATIVES, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

WARNER REAL ESTATE EQUITY INVESTORS

State Registrations and Notice Filings

Exams

Series 63

Date: 9/20/2013

Series 65

Date: 9/4/2013

SIE

Date: 10/1/2018

Series 7

Date: 7/29/2013

Series 3

Date: 3/11/1996

Series 22

Date: 12/19/1989

Series 24

Date: 7/31/2018

Series 30

Date: 5/24/1996

Series 39

Date: 3/23/1990

Current Firm

CIO CAPITAL GROUP LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CIO CAPITAL GROUP LLC

TRUST BUT VERIFY

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