Denny S Roja
Professional Summary
Denny S Roja, who also goes by Demosthenes Santa Catalina Roja, Denny Roja, was a registered financial advisor. Denny was a previously registered financial professional and started their career in finance 1990 - 2018. Denny had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 62 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Demosthenes Santa Catalina Roja, Denny Roja
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures on record.
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Years of Experience
36 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
STONEPINE ADVISORS, LLC | STONEPINE SECURITIES LLC
Contact Information
Main Address
8310 S Valley Highway Suite 300, Englewood, CO 80112Mailing Address
8310 S Valley Highway Suite 300, Englewood, CO 80112Phone Number
(650) 866-5371Established
California since 04/15/2010Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| REILLY, JAMES FRANCIS | CCO, EXEC. REP., AML SUPER. | — |
| CAMPBELL, ROBERT | FINOP | 1349154 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Mar 1990Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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