Robert E. Harris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Edwin Harris was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1990. Robert had worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2006 - November 18, 2015
INSTREAM PARTNERS LLC
July 16, 1990 - January 21, 1997
HARRIS ROJA CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 12/8/1989
Corporate Securities Limited Representative ExaminationCurrent Firm
INSTREAM PARTNERS LLC
CRD#: 110443 / SEC#: , 8-53126
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SCHLESINGER, JOHN HAROLD | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | 864511 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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