Michael K. Haines

ESSENTIAL INVESTMENT PARTNERS

Englewood, CO 80111

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CRD#: 2005250

Professional summary

Michael Kenneth Haines is a registered financial advisor currently at ESSENTIAL INVESTMENT PARTNERS, LLC located in Englewood, Colorado.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Michael has worked at 5 firms and has passed the Series 65, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CHRISTOM LLC PROPERTY RENTAL

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Kenneth Haines's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 17, 2019 - Present

ESSENTIAL INVESTMENT PARTNERS, LLC

Office #1: 7887 E Belleview Ave Suite 1275, Englewood, CO 80111

RIA

CRD#: 149509

Englewood, CO

Past

March 12, 2013 - January 25, 2019

MAURER & ASSOCIATES CAPITAL MANAGEMENT, INC.

RIA

CRD#: 113262

DENVER, CO

Past

December 4, 2003 - March 6, 2013

JDH CAPITAL MANAGEMENT LLC

RIA

CRD#: 128562

DENVER, CO

Past

April 1, 1998 - February 26, 1999

FOUNDERS ASSET MANAGEMENT LLC

CRD#: 44645

DENVER, CO

Past

November 22, 1989 - April 1, 1998

FOUNDERS ASSET MANAGEMENT, INC.

CRD#: 323

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ESSENTIAL INVESTMENT PARTNERS, LLC

CRD#: 149509 / SEC#: 801-70121

RIA

Registered Investment Advisory firm - (4/1/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(1/17/2019)

IAR

Texas
(1/17/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/19/2003

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 11/18/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/13/1990

General Securities Principal Examination

Current Firm

ESSENTIAL INVESTMENT PARTNERS, LLC

CRD#: 149509 / SEC#: 801-70121

RIA

Registered Investment Advisory firm - (4/1/2009 Approved)

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Contact information

Main Address

7887 E Belleview Ave Suite 1275, Englewood, CO 80111

Mailing Address

Phone number

(303) 333-8498

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EIP ADV PART 2A & 2B 2025 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	268
AUM (Assets Under Management)	$ 201,998,851

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael K. Haines

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Kenneth Haines's CRS (Customer Relationship Summary).

Certified licenses

Experience

MAURER & ASSOCIATES CAPITAL MANAGEMENT, INC.

JDH CAPITAL MANAGEMENT LLC

FOUNDERS ASSET MANAGEMENT LLC

FOUNDERS ASSET MANAGEMENT, INC.

Primary Firm SEC Registration

ESSENTIAL INVESTMENT PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/19/2003

Series 7

Date: 11/18/1989

Series 24

Date: 2/13/1990

Current Firm

ESSENTIAL INVESTMENT PARTNERS, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ESSENTIAL INVESTMENT PARTNERS, LLC

TRUST BUT VERIFY

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