Elizabeth L. Wilson

ROCKEFELLER FINANCIAL LLC

Brentwood, TN 37027

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CRD#: 2005198

Professional summary

Elizabeth Lee Wilson, CFP®, who also goes by Elizabeth Wilson Allbritton, Elizabeth Allbritton, Elizabeth Wilson Belt, Liz Wilson Belt, Liz Wilson, Elizabeth Lee Wilson Belt, is a registered financial advisor currently at ROCKEFELLER FINANCIAL LLC located in Brentwood, Tennessee.

Elizabeth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Elizabeth has worked at 11 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 22, Series 24 and Series 26 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Tax Planning

Divorce Planning

Investment Planning

Estate Planning

Life Transitions

Comprehensive Financial Planni...

Insurance Planning

How do you get paid?

Commission and Fee

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

YMCA OF MIDDLE TENNESSEE POSITION: Chair of the YMCA of Middle Tennessee NATURE: YMCA of Middle Tenneesee is a non-profit organization providing programs and support to help its members and our community grow in spirit, mind and body. I am the Vice Chair of the Executive Committee and Board. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 6 START DATE: 05/01/2018 ADDRESS: 1000 Church St., Nashville TN 37203 FRANKLIN FIRST UNITED METHODIST CHURCH FOUNDATION COMMITTEE. POSITION: Committee member NATURE: I am a member of the Foundation Committee. We meet to approve grants from within the church. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: 120 Aldersgate Way, Franklin TN 37069

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Lee Wilson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Elizabeth Lee Wilson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1992

Experience

Current

December 3, 2021 - Present

ROCKEFELLER FINANCIAL LLC

Office #1: 320 Seven Springs Way Suite 15, Brentwood, TN 37027

RIA

CRD#: 291361

Brentwood, TN

Current

December 3, 2021 - Present

ROCKEFELLER FINANCIAL LLC

Office #1: 320 Seven Springs Way Suite 15, Brentwood, TN 37027

RIA

CRD#: 291361

Brentwood, TN

Past

February 17, 2021 - December 4, 2021

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

NASHVILLE, TN

Past

February 17, 2021 - December 4, 2021

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

NASHVILLE, TN

Past

August 14, 2018 - February 17, 2021

BB&T SECURITIES, LLC

RIA

CRD#: 142785

RICHMOND, VA

Past

August 14, 2018 - February 17, 2021

CRD#: 6413

FRANKLIN, TN

Past

November 8, 1989 - June 23, 1998

FIRSTTRUST MONEY SERVICES, INC.

CRD#: 17744

FRANKLIN, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROCKEFELLER FINANCIAL LLC

ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC

CRD#: 291361 / SEC#: 801-114033, 8-70054

RIA

Registered Investment Advisory firm - SEC (9/21/2018 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(12/3/2021)

Florida
(12/3/2021)

Georgia
(12/3/2021)

Idaho
(12/3/2021)

Indiana
(12/3/2021)

Massachusetts
(12/3/2021)

Minnesota
(12/3/2021)

New York
(12/3/2021)

North Carolina
(12/3/2021)

Ohio
(12/3/2021)

Tennessee
(12/3/2021)

IAR

Tennessee
(12/6/2021)

Texas
(12/3/2021)

IAR

Texas
(12/3/2021)

Virginia
(12/3/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

ROCKEFELLER FINANCIAL LLC

ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC

CRD#: 291361 / SEC#: 801-114033, 8-70054

RIA

Registered Investment Advisory firm - SEC (9/21/2018 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

45 Rockefeller Plaza Floor 5, New York, NY 10111

Mailing Address

45 Rockefeller Plaza Floor 5, New York, NY 10111

Phone number

(212) 549-5100

Established

Delaware since 10/20/2017

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

824

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

ROCKEFELLER FINANCIAL ADV 2A BROCHURE (8.25.25) (8/25/2025)

ROCKEFELLER FINANCIAL WRAP FEE BROCHURE (8.25.25) (8/25/2025)

Direct owners and executive officers

Name	Position	CRD#
RFS OPCO LLC ("OPCO")	MEMBER
ALEXANDER, MARK DAVID	PRINCIPAL OPERATIONS OFFICER	2202934
DUPUY, CHRISTOPHER TREVOR	PRESIDENT & CEO	1749982
KOWALSKI, DEIRDRE PATTEN	PRINCIPAL FINANCIAL OFFICER	1357509
MIRZA, RIZWAN MOHAMMAD	CCO	5080469
YANNOTTA, WILLIAM MICHAEL	CHIEF FINANCIAL OFFICER	5912733

Regulatory assets under management

Total Number of Accounts	76,628
AUM (Assets Under Management)	$ 70,030,224,514

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/24/2025	Cover Page	Report
08/26/2024	Cover Page	Report
09/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Elizabeth L. Wilson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Lee Wilson's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Elizabeth Lee Wilson's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROCKEFELLER FINANCIAL LLC

TRUIST ADVISORY SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

BB&T SECURITIES, LLC

BB&T SECURITIES, LLC

MONARCH ADVISORY GROUP

LPL FINANCIAL LLC

WESTERN WEALTH MANAGEMENT LLC

WESTERN WEALTH MANAGEMENT LLC

MONARCH ADVISORY GROUP

BELT AND JOHNSON FINANCIAL PLANNING

LPL FINANCIAL LLC

LPL FINANCIAL LLC

FIRSTTRUST MONEY SERVICES, INC.

Primary Firm SEC Registration

ROCKEFELLER FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/15/1989

SIE

Date: 10/1/2018

Series 7

Date: 6/5/1998

Series 6

Date: 4/3/1991

Series 22

Date: 11/7/1989

Series 24

Date: 11/1/2005

Series 26

Date: 11/4/1997

FINRA

Current Firm

ROCKEFELLER FINANCIAL LLC

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

ROCKEFELLER FINANCIAL LLC

TRUST BUT VERIFY

Contact information

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