Daniel L. Woehrer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Louis Woehrer was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1989. Daniel had worked at 5 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2005 - December 31, 2024
SENNETT INVESTMENT COUNSELING, INC.
May 2, 2001 - October 14, 2004
WELLS FARGO INVESTMENTS, LLC
July 12, 1999 - May 2, 2001
WELLS FARGO SECURITIES INC.
March 7, 1996 - July 12, 1999
ARK FUNDS DISTRIBUTORS, LLC
November 28, 1989 - January 3, 1996
FIRSTAR INVESTMENT SERVICES,INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SENNETT INVESTMENT COUNSELING, INC.
CRD#: 132013 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 34 |
| AUM (Assets Under Management) | $ 34,000,000 |
Red Flags
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