Kathleen A. Lakritz

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CRD#: 2004974

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kathleen Ann Lakritz, CFP®, who also goes by Kathleen Ann Logas, was a registered financial professional .

Kathleen is a previously registered financial professional and started their career in finance in 1989. Kathleen had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kathleen Ann Logas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Past

March 7, 2019 - January 5, 2023

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

RIA

CRD#: 38357

Wauwatosa, WI

Past

February 27, 2008 - March 6, 2019

SCHENCK INVESTMENT SOLUTIONS LLC

RIA

CRD#: 112997

APPLETON, WI

Past

October 15, 2001 - October 2, 2007

CAPITAL INVESTMENT SERVICES OF AMERICA INC

RIA

CRD#: 110639

MILWAUKEE, WI

Past

May 17, 2000 - September 28, 2001

CLEARY GULL INC.

CRD#: 45309

MILWAUKEE, WI

Past

November 15, 1989 - July 26, 1993

FIRSTAR INVESTMENT SERVICES,INC.

CRD#: 14536

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | LAWCO FINANCIAL L.L.C. | LARSONALLEN PRIVATE FINANCIAL ADVISORS | LARSONALLEN FINANCIAL, LLC | LARSONALLEN FINANCIAL

CRD#: 38357 / SEC#: 801-57242, 8-48239

RIA

Registered Investment Advisory firm - SEC (2/23/2000 Approved)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/7/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/27/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/16/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/13/1989

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | LAWCO FINANCIAL L.L.C. | LARSONALLEN PRIVATE FINANCIAL ADVISORS | LARSONALLEN FINANCIAL, LLC | LARSONALLEN FINANCIAL

CRD#: 38357 / SEC#: 801-57242, 8-48239

RIA

Registered Investment Advisory firm - SEC (2/23/2000 Approved)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

220 S. Sixth Street Suite 300, Minneapolis, MN 55402-1418

Mailing Address

220 S. Sixth Street Suite 300, Minneapolis, MN 55402-4505

Phone number

(612) 376-4777

Established

Minnesota since 02/16/1995

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

151

SEC notice filing (52 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A 03/31/2025 (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
CLIFTONLARSONALLEN LLP	SOLE MEMBER
BLAND, WILLIAM CLAYTON	CHIEF EXECUTIVE OFFICER	3259971
BUFFIE, BRIAN JACOB	CHIEF COMPLIANCE OFFICER	5532207
VAN HORRICK, JACLYN SUZANNE	PRINCIPAL FINANCIAL OFFICER	4587577
VAN HORRICK, JACLYN SUZANNE	PRINCIPAL OPERATIONS OFFICER	4587577
VAN HORRICK, JACLYN SUZANNE	FINANCIAL OPERATIONS PRINCIPAL	4587577

Regulatory assets under management

Total Number of Accounts	22,382
AUM (Assets Under Management)	$ 13,324,042,941

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/18/2025	Cover Page	Report
09/10/2024	Cover Page	Report
08/16/2023	Cover Page	Report

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kathleen A. Lakritz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SCHENCK INVESTMENT SOLUTIONS LLC

CAPITAL INVESTMENT SERVICES OF AMERICA INC

CLEARY GULL INC.

FIRSTAR INVESTMENT SERVICES,INC.

Primary Firm SEC Registration

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/7/1993

Series 63

Date: 11/27/1989

Series 7

Date: 5/16/2000

Series 6

Date: 11/13/1989

Current Firm

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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