Terence V. Pavlic

PAVLIC INVESTMENT ADVISORS

DELAFIELD, WI 53018

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CRD#: 2004968

Professional summary

Terence Victor Pavlic, CFA is a registered financial advisor currently at PAVLIC INVESTMENT ADVISORS, INC. located in Delafield, Wisconsin.

Terence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Terence has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Terence Victor Pavlic's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

December 4, 1997 - Present

PAVLIC INVESTMENT ADVISORS, INC.

Office #1: 440 Wells St., Ste 203, Delafield, WI 53018

RIA

CRD#: 111246

DELAFIELD, WI

Past

November 10, 1989 - May 1, 1992

FIRSTAR INVESTMENT SERVICES,INC.

CRD#: 14536

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(1/2/2019)

IAR

Wisconsin
(12/4/1997)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/31/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/16/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 11/9/1989

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PAVLIC INVESTMENT ADVISORS, INC.

CRD#: 111246 / SEC#: 801-60971

RIA

Registered Investment Advisory firm - (6/28/2012 Terminated)

Illinois

Registered Investment Advisory firm - (1/2/2019 Approved)

Wisconsin

Registered Investment Advisory firm - (6/27/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

440 Wells Street 203, Delafield, WI 53018

Mailing Address

Phone number

(262) 646-4300

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	185
AUM (Assets Under Management)	$ 80,075,745

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Terence V. Pavlic

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Terence Victor Pavlic's CRS (Customer Relationship Summary).

Certified licenses

Experience

PAVLIC INVESTMENT ADVISORS, INC.

FIRSTAR INVESTMENT SERVICES,INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/31/1992

Series 63

Date: 11/16/1989

Series 6

Date: 11/9/1989

Current Firm

PAVLIC INVESTMENT ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PAVLIC INVESTMENT ADVISORS, INC.

TRUST BUT VERIFY

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