Clifford J. Chinn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clifford James Chinn, who also goes by Cliff Chinn, was a registered financial professional .
Clifford is a previously registered financial professional and started their career in finance in 1989. Clifford had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 2001 - November 8, 2002
NEXT ADVISORS SECURITIES
January 17, 2001 - October 5, 2001
PRIMESOLUTIONS SECURITIES, INC.
May 23, 2000 - December 31, 2000
NEXT ADVISORS INC.
December 5, 1989 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
December 5, 1989 - May 18, 2000
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Exams
Current Firm
NEXT ADVISORS SECURITIES
CRD#: 39282 / SEC#: , 8-48586
Contact information
Documents
Disclosures
| Arbitration | 1 |
Red Flags
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