Michael A. Aragon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Allen Aragon was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1989. Michael had worked at 5 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 1995 - June 13, 1995
MACARTHUR STRATEGIES, INC.
December 16, 1994 - May 10, 1995
COLUMBUS FINANCIAL, INC.
January 1, 1994 - December 31, 1994
LAZAR FREDERICK & COMPANY
November 6, 1989 - February 20, 1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
November 6, 1989 - February 20, 1990
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MACARTHUR STRATEGIES, INC.
CRD#: 20678 / SEC#: , 8-38402
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
