Rodney D. Ellis

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CRD#: 200463

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Rodney Daniel Ellis was a registered financial professional .

Rodney is a previously registered financial professional and started their career in finance in 1971. Rodney had worked at 6 firms and has passed the Series 63 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BENEFIT RESOURCE GROUP- NOT INVESTMENT RELATED-BOOKKEEPING RESPONSIBILITIES, 100% OWNER-RECEIVES CORPORATE DIVIDEND DISTRIBUTIONS BASED ON PERCENTAGE OF OWNERSHIP-START DATE 11/97 TO PRESENT. REHMANN FINANCIAL - INVESTMENT RELATED - 4086 LEGACY PARKWAY, LANSING, MI 48911 - SOLICITOR - ASSOCIATED 08/01/2009 - LESS THAN 10 HOURS PER MONTH - REFER CLIENTS TO REHMANN FINANCIAL IN EXCHANGE OF A PORTION OF THE ADVISORY FEES COLLECTED FROM THE REFERRED CLIENTS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 8, 2010 - February 23, 2023

REHMANN WEALTH

RIA

CRD#: 123047

LANSING, MI

Past

April 6, 2004 - August 3, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

LANSING, MI

Past

June 9, 1999 - April 19, 2004

OSAIC FA, INC.

RIA

CRD#: 3978

KENTWOOD, MI

Past

March 17, 1983 - November 14, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

December 28, 1981 - January 3, 1989

LINCOLN NATIONAL PENSION INSURANCE COMPANY

CRD#: 10293

Past

December 28, 1981 - April 19, 2004

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

October 12, 1971 - July 1, 1977

OSAIC FA, INC.

CRD#: 3978

Past

October 12, 1971 - April 19, 2004

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

REHMANN WEALTH

REHMANN CAPITAL ADVISORY GROUP, LLC | REHMANN WEALTH | REHMANN FINANCIAL GROUP, LLC | REHMANN FINANCIAL

CRD#: 123047 / SEC#: 801-64587

RIA

Registered Investment Advisory firm - (8/16/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/1/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 1

Date: 10/7/1971

Registered Representative Examination

Current Firm

REHMANN WEALTH

REHMANN CAPITAL ADVISORY GROUP, LLC | REHMANN WEALTH | REHMANN FINANCIAL GROUP, LLC | REHMANN FINANCIAL

CRD#: 123047 / SEC#: 801-64587

RIA

Registered Investment Advisory firm - (8/16/2005 Approved)

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Contact information

Main Address

4086 Legacy Parkway, Lansing, MI 48911-4261

Mailing Address

Phone number

(517) 316-2400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 RCAG PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	5,238
AUM (Assets Under Management)	$ 4,270,170,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Rodney D. Ellis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES, INC.

OSAIC FA, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

LINCOLN NATIONAL PENSION INSURANCE COMPANY

OSAIC FA, INC.

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

Primary Firm SEC Registration

REHMANN WEALTH

State Registrations and Notice Filings

Exams

Series 63

Date: 6/1/1983

Series 1

Date: 10/7/1971

Current Firm

REHMANN WEALTH

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

REHMANN WEALTH

TRUST BUT VERIFY

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