Jorge A. Vizoso
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jorge Alberto Vizoso was a registered financial professional .
Jorge is a previously registered financial professional and started their career in finance in 1991. Jorge had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 2000 - February 21, 2023
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
February 28, 2000 - August 16, 2000
ABN AMRO SECURITIES LLC
December 5, 1997 - February 28, 2000
LAZARD FRERES & CO. LLC
May 20, 1996 - July 16, 1997
DUKE & CO., INC.
June 6, 1994 - December 17, 1995
THE WINDMILL GROUP, INC.
May 7, 1992 - June 13, 1992
DIME SECURITIES, INC.
October 17, 1991 - February 14, 1992
INVEST FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
CRD#: 25567 / SEC#: , 8-41811
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
| Civil Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
