James K. Darlington
EVERSOURCE WEALTH ADVISORS
Knoxville, TN 37909
Some features on this profile are disabled
CRD#: 2004439
Professional summary
James Kellett Darlington II, CFP®, who also goes by James Kellett Darlington, Jim Darlington II, Jimm Darlington Ii, Jimmy Darlington Ii, is a registered financial advisor currently at EVERSOURCE WEALTH ADVISORS, LLC located in Knoxville, Tennessee.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. James has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 52 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James Kellett Darlington | Jim Darlington Ii | Jimm Darlington Ii | Jimmy Darlington Ii
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) The Melrose Group, LLC, is in the business of real estate investment, and is located at 900 Gay Street, Suite 1600, Knoxville, TN 37902-1857. I am a member and 25% owner of this business, which was started in 1998, and I spend one hour or less per month on this business, typically during trading hours. (2) 1Peter 4:10 LLC owns commercial real estate and the address is 1326 Dowell Springs Blvd, Knoxville, TN 37909. It is not an investment-related business. I am the owner and manager of this business, which was formed in 2021, and spend approximately 2 hours per month during trading hours managing the affairs of this business.
CRS (Client Relationship Summary) - RIA
Click below to view James Kellett Darlington II's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
September 10, 2021 - Present
EVERSOURCE WEALTH ADVISORS, LLC
Office #1: 1326 Dowell Springs Boulevard, Knoxville, TN 37909RIA
CRD#: 286340
Knoxville, TN
Past
January 4, 2008 - September 21, 2021
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
KNOXVILLE, TN
Past
January 4, 2008 - September 21, 2021
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
KNOXVILLE, TN
Past
February 24, 1997 - January 7, 2008
MORGAN KEEGAN & COMPANY, LLC
RIA
CRD#: 4161
KNOXVILLE, TN
Past
July 13, 1994 - January 7, 2008
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
KNOXVILLE, TN
Past
December 20, 1989 - December 20, 1991
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EW
EVERSOURCE WEALTH ADVISORS, LLC
ABUNDANT LIFE PLANNING | WEALTHSOURCE FINANCIAL ADVISORS, LLC | WEALTHSOURCE FINANCIAL ADVISORS | WEALTH SQUARED | STEWARDLY ADVISORS | REINHOLD FINANCIAL | NEXUS IMPACT ADVISORS | MILLER WEALTH MANAGEMENT | INSIGHT WEALTH | HIGHWAY FINANCIAL NETWORKS | HD INVESTMENT ADVISORS | GRADY FINANCIAL NETWORK | GENEROUS WEALTH ADVISORS | FRANK AND FLANAGAN WEALTH ADVISORS | EVERSOURE WEALTH ADVISORS, LLC | EVERSOURCE WEALTH ADVISORS, LLC | CORNERSTONE 360 ADVISORS | CLARION WEALTH MANAGEMENT PARTNERS | CENTERPOINT STRATEGIES | BRIGHTLIGHT | ALPHA PRINCIPLE
CRD#: 286340 / SEC#: 801-119192
RIA
Registered Investment Advisory firm - (7/29/2020 Approved)Alabama
Registered Investment Advisory firm - (8/11/2020 Terminated)South Carolina
Registered Investment Advisory firm - (8/11/2020 Terminated)Texas
Registered Investment Advisory firm - (8/11/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Tennessee(9/13/2021)
IAR
Texas(9/10/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
EW
EVERSOURCE WEALTH ADVISORS, LLC
ABUNDANT LIFE PLANNING | WEALTHSOURCE FINANCIAL ADVISORS, LLC | WEALTHSOURCE FINANCIAL ADVISORS | WEALTH SQUARED | STEWARDLY ADVISORS | REINHOLD FINANCIAL | NEXUS IMPACT ADVISORS | MILLER WEALTH MANAGEMENT | INSIGHT WEALTH | HIGHWAY FINANCIAL NETWORKS | HD INVESTMENT ADVISORS | GRADY FINANCIAL NETWORK | GENEROUS WEALTH ADVISORS | FRANK AND FLANAGAN WEALTH ADVISORS | EVERSOURE WEALTH ADVISORS, LLC | EVERSOURCE WEALTH ADVISORS, LLC | CORNERSTONE 360 ADVISORS | CLARION WEALTH MANAGEMENT PARTNERS | CENTERPOINT STRATEGIES | BRIGHTLIGHT | ALPHA PRINCIPLE
CRD#: 286340 / SEC#: 801-119192
RIA
Registered Investment Advisory firm - (7/29/2020 Approved)Alabama
Registered Investment Advisory firm - (8/11/2020 Terminated)South Carolina
Registered Investment Advisory firm - (8/11/2020 Terminated)Texas
Registered Investment Advisory firm - (8/11/2020 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
3500 Colonnade Parkway Suite 150, Birmingham, AL 35243
Mailing Address
Phone number
(205) 982-5515
Established
Firm type
Fiscal year end
# of Employees
76
SEC notice filing (42 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,633 |
| AUM (Assets Under Management) | $ 3,954,297,526 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EVERSOURCE WEALTH ADVISORS, LLC
CRD#: 286340Knoxville, TN 37909TRUST BUT VERIFY
Monitor James Darlington
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
