Amy V. Smith

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CRD#: 2004409

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Amy Van Hoose Smith, CFP®, who also goes by Amy Van Hoose Butler, Amy Louise Vanhoose, was a registered financial professional .

Amy is a previously registered financial professional and started their career in finance in 1989. Amy had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7, Series 51 and Series 24 exams.

Question & Answer

What are your service offerings?

Divorce Planning

Health Care

Budgeting

Comprehensive Financial Planni...

Investment Planning

Insurance Planning

Retirement Planning

Education Planning

How do you get paid?

Commission and Fee

Are you a "fiduciary"?

Aliases

Amy Van Hoose Butler | Amy Louise Vanhoose

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 6694

LEESBURG, VA

Past

November 21, 1989 - July 11, 1990

DMG SECURITIES, INC.

CRD#: 15480

GREAT FALLS, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CASSADAY & COMPANY, INC.

CASSADAY & CO WEALTH MANAGEMENT LLC | CASSADAY & COMPANY, INC.

CRD#: 317672 / SEC#: 801-122868

RIA

Registered Investment Advisory firm - (12/16/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/19/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/1/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/13/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/30/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 4/13/2004

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 2/21/2002

General Securities Principal Examination

Current Firm

CASSADAY & COMPANY, INC.

CASSADAY & CO WEALTH MANAGEMENT LLC | CASSADAY & COMPANY, INC.

CRD#: 317672 / SEC#: 801-122868

RIA

Registered Investment Advisory firm - (12/16/2021 Approved)

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Contact information

Main Address

8180 Greensboro Drive Suite 1180, Mclean, VA 22102

Mailing Address

Phone number

(703) 506-8200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CASSADAY AND COMPANY WEALTH MANGEMENT, LLC PART 2A BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	3,155
AUM (Assets Under Management)	$ 5,982,798,469

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Amy V. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CASSADAY & CO INC

OSAIC WEALTH, INC.

AMY V. SMITH WEALTH MANAGEMENT, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

DMG SECURITIES, INC.

Primary Firm SEC Registration

CASSADAY & COMPANY, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/19/2002

Series 63

Date: 6/1/1995

SIE

Date: 10/1/2018

Series 31

Date: 9/13/2005

Series 7

Date: 5/30/1995

Series 51

Date: 4/13/2004

Series 24

Date: 2/21/2002

Current Firm

CASSADAY & COMPANY, INC.

Contact information

SEC notice filing (39 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CASSADAY & COMPANY, INC.

TRUST BUT VERIFY

Contact information

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