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Steven Thomas Meszaros

CRD# 2004404·Registered 1989 - 2007
Previously Registered: Being a previously registered professional could mean that Steven is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Steven Thomas Meszaros was a registered financial advisor. Steven was a previously registered financial professional and started their career in finance 1989 - 2007. Steven had worked at 8 firms and has passed the Series 63, Series 3 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

J.P.R. CAPITAL CORP.·CRD# 38056
BD
Syosset, NY
June 20, 2002 - February 16, 2007
TERRA NOVA FINANCIAL, LLC·CRD# 37761
BD
New York, NY
November 21, 1997 - July 9, 2002
A.J. MICHAELS & CO., LTD.·CRD# 19883
BD
Hauppauge, NY
June 23, 1997 - September 5, 1997
W.J. NOLAN & COMPANY, INC.·CRD# 16465
BD
New York, NY
August 1, 1995 - August 16, 1995
SBC WARBURG, INC.·CRD# 23745
BD
New York, NY
January 1, 1992 - December 17, 1992
CITICORP SECURITIES, INC.·CRD# 7474
BD
New York, NY
August 5, 1991 - January 21, 1992
CM&M FUTURES INC.·CRD# 15845
BD
New York, NY
October 26, 1989 - October 31, 1990
HSBC SECURITIES (USA) INC.·CRD# 19585
BD
New York City, NY
October 26, 1989 - October 31, 1990

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Current Firm

JC
J.P.R. CAPITAL CORP.

J.P.R. CAPITAL CORP. | JPR CAPITAL CORPORATION

CRD#: 38056 / SEC#: 8-48061
BD
Terminated by SEC on 04/29/2007

Contact Information

Established

New York since 11/15/1994

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
UMANSKY, PAUL JEFFREYPRESIDENT1615489
HAMPTON, CHARLES JOHNCHIEF OPERATING OFFICER2603775
MANN, JEFFREY JACOBDIRECTOR OF COMPLIANCE2419344
VELAZQUEZ, MICHAEL ANTHONYFIN-OP3094334

Disclosures

Regulatory Event

15

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1997About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Aug 1990About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Nov 1989About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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