Steven T. Meszaros
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Thomas Meszaros was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1989. Steven had worked at 8 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 20, 2002 - February 16, 2007
J.P.R. CAPITAL CORP.
November 21, 1997 - July 9, 2002
TERRA NOVA FINANCIAL, LLC
June 23, 1997 - September 5, 1997
A.J. MICHAELS & CO., LTD.
August 1, 1995 - August 16, 1995
W.J. NOLAN & COMPANY, INC.
January 1, 1992 - December 17, 1992
SBC WARBURG, INC.
August 5, 1991 - January 21, 1992
CITICORP SECURITIES, INC.
October 26, 1989 - October 31, 1990
CM&M FUTURES INC.
October 26, 1989 - October 31, 1990
HSBC SECURITIES (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P.R. CAPITAL CORP.
CRD#: 38056 / SEC#: , 8-48061
Contact information
Documents
Disclosures
| Regulatory Event | 15 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
