Sherilyn L. Zimmermann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sherilyn Leigh Zimmermann, who also goes by Sheri Ford, Sherilyn L Ford, Sherilyn Leigh Ford, Sherilyn Leigh Phillips, Sherilyn Leigh Wayne, Sherilyn Leigh Zimmerman, was a registered financial professional .
Sherilyn is a previously registered financial professional and started their career in finance in 1990. Sherilyn had worked at 14 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 2018 - November 12, 2020
TUCKER ASSET MANAGEMENT LLC
December 3, 2014 - March 6, 2015
CETERA WEALTH SERVICES, LLC
June 14, 2010 - May 16, 2013
ALLIANZ LIFE FINANCIAL SERVICES, LLC
May 26, 2009 - October 9, 2009
SII INVESTMENTS, INC.
February 12, 2009 - October 9, 2009
SII INVESTMENTS, INC.
December 7, 2007 - February 26, 2009
NEW ENGLAND SECURITIES
August 3, 2006 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
August 3, 2006 - December 7, 2007
WALNUT STREET SECURITIES, INC.
August 3, 2006 - December 7, 2007
TOWER SQUARE SECURITIES, INC.
August 3, 2006 - December 7, 2007
NEW ENGLAND SECURITIES
August 3, 2006 - December 7, 2007
MSI FINANCIAL SERVICES, INC.
January 18, 2005 - June 22, 2006
PRINCIPAL SECURITIES, INC.
June 7, 2002 - January 11, 2005
METROPOLITAN LIFE INSURANCE COMPANY
June 7, 2002 - January 11, 2005
MSI FINANCIAL SERVICES, INC.
October 10, 1996 - November 10, 1997
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
October 10, 1996 - November 10, 1997
EQUITABLE ADVISORS, LLC
November 20, 1995 - October 4, 1996
TRANSAMERICA FINANCIAL ADVISORS, INC.
December 23, 1991 - January 23, 1996
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
December 23, 1991 - January 23, 1996
EQUITABLE ADVISORS, LLC
January 1, 1990 - December 9, 1991
INVEST FINANCIAL CORPORATION
Primary Firm SEC Registration
TUCKER ASSET MANAGEMENT LLC
CRD#: 174844 / SEC#: 801-107110
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TUCKER ASSET MANAGEMENT LLC
CRD#: 174844 / SEC#: 801-107110
Contact information
SEC notice filing (39 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,243 |
| AUM (Assets Under Management) | $ 640,805,363 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
