David S. Bernstein

CONNECTICUT CAMBRIDGE ADVISORS

Fairfield, CT

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CRD#: 2003874

Professional summary

David Stephen Bernstein, CFP® is a registered financial advisor currently at CONNECTICUT CAMBRIDGE ADVISORS located in Fairfield, Connecticut.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. David has worked at 1 firm and has passed the Series 65 and Series 6 exams.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Insurance Planning

Retirement Planning

Investment Planning

Do you have an area of expertise or specialization?

Alternative or Private Investm...

Investment Advice with Ongoing...

Retirement Plan Investment Adv...

Retirement Planning & Distribu...

Tax Planning

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Stephen Bernstein's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1995

Experience

Current

May 19, 2010 - Present

CONNECTICUT CAMBRIDGE ADVISORS

RIA

CRD#: 127744

Fairfield, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(5/19/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/18/1994

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 12/11/1989

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CONNECTICUT CAMBRIDGE ADVISORS

BERNSTEIN, DAVID S | CONNECTIONT CAMBRIDGE ADVISOR | CONNECTICUT CAMBRIDGE ADVISORS, LLC | CONNECTICUT CAMBRIDGE ADVISORS

CRD#: 127744 / SEC#:

Connecticut

Registered Investment Advisory firm - (11/15/1994 Approved)

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Contact information

Main Address

Southport, CT

Mailing Address

Phone number

(203) 255-6757

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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David S. Bernstein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Stephen Bernstein's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONNECTICUT CAMBRIDGE ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 8/18/1994

Series 6

Date: 12/11/1989

Current Firm

CONNECTICUT CAMBRIDGE ADVISORS

Contact information

Documents

Red Flags

Company Information

CONNECTICUT CAMBRIDGE ADVISORS

TRUST BUT VERIFY

Contact information

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