Stephanie M. Leouzon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephanie Marie Leouzon, who also goes by Stephanie Marie Summers, Stephanie Marie Summers, was a registered financial professional .
Stephanie is a previously registered financial professional and started their career in finance in 1989. Stephanie had worked at 7 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2018 - June 5, 2023
TORREYA CAPITAL, LLC
February 13, 2013 - December 31, 2017
FINANCIAL WEST GROUP
August 12, 1998 - April 17, 2009
CREDIT SUISSE SECURITIES (USA) LLC
December 3, 1997 - July 14, 1998
CITIGROUP GLOBAL MARKETS INC.
October 2, 1996 - July 14, 1998
SALOMON BROTHERS INC.
May 4, 1994 - September 18, 1996
JPMSI
November 24, 1989 - March 22, 1994
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
TORREYA CAPITAL, LLC
CRD#: 288632 / SEC#: , 8-69954
Contact information
Documents
Red Flags
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