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DW

David C. Wienke

CABRERA CAPITAL MARKETS
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 2003689
DW

Professional summary

David Charles Wienke, who also goes by David C Wienke, is a registered financial professional currently at CABRERA CAPITAL MARKETS, LLC located in Chicago, Illinois.

David is registered as a RR (Registered Representative) and started their career in finance in 1992. David has worked at 13 firms and has passed the Series 63, SIE, Series 57, Series 7 and Series 3 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

David C Wienke

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Charles Wienke's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 21, 2018 - Present

CABRERA CAPITAL MARKETS, LLC

Office #1: 227 W. Monroe St. Suite 3000, Chicago, IL 60606
BD
CRD#: 10081
Chicago, IL
Past

December 4, 2017 - February 16, 2018

LICCAR SECURITIES, LLC

BD
CRD#: 151034
CHICAGO, IL
Past

May 4, 2015 - October 5, 2015

MAREX CAPITAL MARKETS INC.

BD
CRD#: 161014
Chicago, IL
Past

September 28, 2010 - August 19, 2011

ELEVATION, LLC

BD
CRD#: 140341
CHICAGO, IL
Past

February 17, 2010 - September 29, 2010

JEFFERIES BACHE SECURITIES, LLC

BD
CRD#: 127733
NEW YORK, NY
Past

September 7, 2007 - February 18, 2010

MF GLOBAL INC.

BD
CRD#: 6731
CHICAGO, IL
Past

June 27, 2006 - June 22, 2007

ADVANTAGE SECURITIES LLC

BD
CRD#: 39362
CHICAGO, IL
Past

October 10, 2005 - May 31, 2006

TRANSMARKET GROUP L.L.C.

BD
CRD#: 15657
OAK BROOK, IL
Past

August 4, 2005 - October 7, 2005

CCM SECURITIES, LLC

BD
CRD#: 104457
CHICAGO, IL
Past

August 25, 2003 - August 4, 2005

TJM INVESTMENTS, LLC

BD
CRD#: 46300
CHICAGO, IL
Past

June 10, 2002 - September 2, 2003

MIZUHO SECURITIES USA LLC

BD
CRD#: 19647
NEW YORK, NY
Past

April 30, 2001 - March 23, 2002

FUJI FUTURES INC.

BD
CRD#: 104394
CHICAGO, IL
Past

October 13, 1992 - January 14, 1999

NEWEDGE FINANCIAL INC.

BD
CRD#: 27322
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(8/30/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 5/18/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 57
Date: 9/17/2018
Securities Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 5/4/2015
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 1/3/2014
National Commodity Futures Examination
SRO Registrations
RR
FINRA

Current Firm

CC
CABRERA CAPITAL MARKETS, LLC
CABRERA CAPITAL MARKETS, INC. | FIRST SECURITIES CORPORATION | CABRERA CAPITAL MARKETS, LLC

CRD#: 10081 / SEC#: , 8-26406

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
227 W. Monroe St. Suite 3000, Chicago, IL 60606
Mailing Address
227 W. Monroe St. Suite 3000, Chicago, IL 60606
Phone number
(312) 236-8888
Established
Delaware since 04/10/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (30 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CABRERA CAPITAL, LLCOWNER
RCF-CABRERA HOLDINGS, INC.OWNER
AGUILAR, ROBERT LUISPRESIDENT4860643
CABRERA, MARTIN [NMN] JRCEO2504167
WORF, JEFF ALLENCHIEF COMPLIANCE OFFICER1416591

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CABRERA CAPITAL MARKETS, LLC

CRD#: 10081Chicago, IL 60606

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