Perry H. Beaumont
Professional summary
Perry Harley Beaumont was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Perry is a previously registered financial professional and started their career in finance in 1990. Prior to being barred, Perry had worked at 7 firms, which includes SPRUCE BROOK, SALOMON BROTHERS INC., CITIGROUP GLOBAL MARKETS INC., LEHMAN SPECIAL SECURITIES INC., LEHMAN GOVERNMENT SECURITIES INC., LEHMAN BROTHERS INC., SBC WARBURG INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2016 - July 21, 2016
SPRUCE BROOK
November 28, 1997 - September 1, 1998
SALOMON BROTHERS INC.
January 31, 1996 - December 31, 1998
CITIGROUP GLOBAL MARKETS INC.
September 22, 1993 - July 18, 1994
LEHMAN SPECIAL SECURITIES INC.
September 22, 1993 - October 23, 1995
LEHMAN GOVERNMENT SECURITIES INC.
September 22, 1993 - November 15, 1995
LEHMAN BROTHERS INC.
August 22, 1990 - July 26, 1993
SBC WARBURG, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SPRUCE BROOK
CRD#: 281258 / SEC#:
Contact information
Red Flags
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