Michael J. Weber

KROLL SECURITIES LLC

CHICAGO, IL 60606

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CRD#: 2003657

Professional summary

Michael Jens Weber is a registered financial professional currently at KROLL SECURITIES LLC located in Chicago, Illinois.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1993. Michael has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 24, 2024 - Present

KROLL SECURITIES LLC

Office #1: 1 S. Wacker Drive Suite 700, Chicago, IL 60606

CRD#: 36927

CHICAGO, IL

Past

October 16, 2012 - April 29, 2024

LINCOLN INTERNATIONAL LLC

CRD#: 42045

CHICAGO, IL

Past

September 21, 2005 - October 16, 2012

SCOTT & STRINGFELLOW, LLC

CRD#: 6255

RICHMOND, VA

Past

February 1, 2000 - September 27, 2005

EWING BEMISS

CRD#: 32214

RICHMOND, VA

Past

July 6, 1999 - January 28, 2000

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

March 11, 1999 - July 2, 1999

VECTOR SECURITIES INTERNATIONAL, INC.

CRD#: 22010

NEW YORK, NY

Past

April 28, 1993 - March 19, 1999

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(4/24/2024)

Exams

State Security Law Exam

Series 63

Date: 6/28/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/27/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/30/2001

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

KROLL SECURITIES LLC

CRD#: 36927 / SEC#: , 8-47558

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

1 S. Wacker Drive Suite 700, Chicago, IL 60606

Mailing Address

1 S. Wacker Drive Suite 700, Chicago, IL 60606

Phone number

(312) 697-4600

Established

Delaware since 06/19/1997

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
KROLL, LLC	OWNER
ATTANASIO, ELIZABETH MARIE	PRINCIPAL FINANCIAL OFFICER	5325007
ATTANASIO, ELIZABETH MARIE	FINOP	5325007
ATTANASIO, ELIZABETH MARIE	PRINCIPAL OPERATIONS OFFICER	5325007
BARTELL, ROBERT ANTHONY	VICE CHAIRMAN	4998599
BENN, JOSHUA KOGAN	MANAGING DIRECTOR	3166674
BLOWERS, DAVID CHARLES JR.	CEO	5960307
BURT, STEPHEN M	PRESIDENT	2679117
CAPITMAN, ANDREW WILLIAM	MANAGING DIRECTOR	2321386
JANCOVIC, GIZELLE MARIE	CHIEF COMPLIANCE OFFICER	5654006
LU, DAVID HAI GE	MANAGING DIRECTOR	3069820
MOON, STEVEN JAE-HO	MANAGING DIRECTOR	4860246

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael J. Weber

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Jens Weber's CRS (Customer Relationship Summary).

Certified licenses

Experience

LINCOLN INTERNATIONAL LLC

SCOTT & STRINGFELLOW, LLC

EWING BEMISS

PRUDENTIAL EQUITY GROUP, LLC

VECTOR SECURITIES INTERNATIONAL, INC.

FIRST UNION CAPITAL MARKETS CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/28/1999

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 4/27/1993

Series 24

Date: 5/30/2001

FINRA

Current Firm

KROLL SECURITIES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

KROLL SECURITIES LLC

TRUST BUT VERIFY

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