LR
Leslie B. Roberts
CENTAURUS FINANCIAL
Boca Raton, FL 33496
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CRD#: 2003498
LR
Professional summary
Leslie Beth Roberts, who also goes by Leslie Beth Greschler, Leslie Beth Llambes, Leslie B Long, Leslie Beth Long, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Boca Raton, Florida.
Leslie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Leslie has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Leslie Beth Greschler | Leslie Beth Llambes | Leslie B Long | Leslie Beth Long
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. STILLWATER FINANCIAL GROUP POSITION: President NATURE: DBA name INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2014 ADDRESS: Boca Raton FL 33496, United States DESCRIPTION: DBA for branding purposes STILLWATER FINANCIAL GROUP POSITION: Agent NATURE: Term Life Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1998 ADDRESS: Boca Raton FL 33496, United States DESCRIPTION: Selling term life insurance
CRS (Client Relationship Summary) - RIA
Click below to view Leslie Beth Roberts's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Leslie Beth Roberts's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 10, 2015 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 17115 Avenue Le Rivage, Boca Raton, FL 33496Office #2: 1000 Germantown Pike Suite #h2, Plymouth Meeting, PA 19462RIA
BD
CRD#: 30833
Boca Raton, FL
Current
January 3, 2007 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 17115 Avenue Le Rivage, Boca Raton, FL 33496Office #2: 1000 Germantown Pike Suite #h2, Plymouth Meeting, PA 19462RIA
BD
CRD#: 30833
Boca Raton, FL
Past
December 1, 2006 - December 31, 2006
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
BLUE BELL, PA
Past
January 21, 1999 - December 1, 2006
USALLIANZ SECURITIES, INC.
BD
CRD#: 40875
BLUE BELL, PA
Past
March 23, 1992 - January 12, 1999
WORLD INVESTMENTS, LLC
BD
CRD#: 20626
LINCROFT, NJ
Past
October 23, 1990 - December 16, 1991
AMERICAN FINANCIAL SERVICES
BD
CRD#: 13563
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/20/2015)
IAR
California(8/2/2019)
IAR
Connecticut(5/18/2016)
RR
Connecticut(6/2/2020)
RR
Delaware(10/29/2018)
RR
District of Columbia(1/30/2009)
IAR
District of Columbia(8/17/2023)
RR
Florida(1/3/2007)
IAR
Florida(9/11/2015)
RR
Georgia(3/15/2021)
IAR
Georgia(3/25/2021)
RR
Kansas(10/29/2018)
RR
Louisiana(5/14/2018)
IAR
Louisiana(1/7/2021)
RR
Maryland(5/14/2018)
IAR
Maryland(10/2/2019)
RR
Massachusetts(6/15/2021)
RR
Michigan(5/5/2016)
IAR
Michigan(5/9/2016)
RR
Mississippi(1/2/2008)
RR
Missouri(11/13/2009)
RR
New Hampshire(6/15/2022)
IAR
New Hampshire(10/15/2025)
RR
New Jersey(1/3/2007)
IAR
New Jersey(12/21/2018)
RR
New York(5/1/2020)
IAR
New York(9/22/2021)
RR
North Carolina(2/11/2009)
IAR
North Carolina(10/15/2019)
IAR
Ohio(5/4/2016)
RR
Ohio(5/5/2016)
IAR
Oklahoma(10/2/2020)
RR
Oklahoma(10/20/2022)
RR
Pennsylvania(1/3/2007)
IAR
Pennsylvania(9/10/2015)
RR
Rhode Island(4/13/2023)
IAR
Rhode Island(4/18/2023)
RR
South Carolina(8/24/2021)
IAR
South Carolina(12/2/2022)
RR
Texas(7/24/2020)
IAR
Texas(11/30/2020)
RR
Vermont(4/17/2019)
IAR
Vermont(2/20/2020)
RR
Virginia(1/3/2007)
IAR
Virginia(6/14/2016)
IAR
Washington(5/20/2025)
RR
West Virginia(9/10/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CENTAURUS FINANCIAL, INC.
CRD#: 30833Boca Raton, FL 33496TRUST BUT VERIFY
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Contact information
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