Robert E. Howard

Some features on this profile are disabled

CRD#: 2003360

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Eugene Howard, who also goes by Bob Howard Jr, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1989. Robert had worked at 6 firms and has passed the Series 66, Series 63, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bob Howard Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 23, 2009 - February 25, 2012

WEALTH MANAGEMENT

RIA

CRD#: 137080

NORFOLK, NE

Past

June 6, 2008 - December 31, 2008

MONEY CONCEPTS CAPITAL CORP

RIA

CRD#: 12963

CHAPEL HILL, NC

Past

June 6, 2008 - December 31, 2008

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963

CHAPEL HILL, NC

Past

December 6, 1990 - December 13, 1990

IDS LIFE INSURANCE COMPANY

CRD#: 6321

Past

December 6, 1990 - December 13, 1990

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Past

February 5, 1990 - December 11, 1990

THE ROBINSON-HUMPHREY COMPANY, LLC

CRD#: 723

Past

November 21, 1989 - February 9, 1990

LEHMAN BROTHERS INC.

CRD#: 7506

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTH MANAGEMENT

WEALTH FIRM | WEALTH MANAGEMENT NEBRASKA LLC | WEALTH MANAGEMENT LLC | WEALTH MANAGEMENT

CRD#: 137080 / SEC#: 801-65977

RIA

Registered Investment Advisory firm - (2/17/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/24/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/17/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/4/2008

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 12/18/1989

National Commodity Futures Examination

Current Firm

WEALTH MANAGEMENT

WEALTH FIRM | WEALTH MANAGEMENT NEBRASKA LLC | WEALTH MANAGEMENT LLC | WEALTH MANAGEMENT

CRD#: 137080 / SEC#: 801-65977

RIA

Registered Investment Advisory firm - (2/17/2006 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

125 South 4th Street, Norfolk, NE 68701

Mailing Address

Po Box 1264, Norfolk, NE 68702-1264

Phone number

(402) 371-1160

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (36 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEALTH MANAGEMENT ADV PART 2A (4/29/2025)

Regulatory assets under management

Total Number of Accounts	3,617
AUM (Assets Under Management)	$ 3,100,744,962

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Robert E. Howard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MONEY CONCEPTS CAPITAL CORP

MONEY CONCEPTS CAPITAL CORP

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

THE ROBINSON-HUMPHREY COMPANY, LLC

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 4/24/2008

Series 63

Date: 11/17/1989

Series 7

Date: 6/4/2008

Series 3

Date: 12/18/1989

Current Firm

WEALTH MANAGEMENT

Contact information

SEC notice filing (36 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors